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Outline of futures qualification examination
Please refer to the "Qualification Examination" section of the website of China Futures Association for details of the examination outline.

The textbooks used in Basic Knowledge of Futures and Futures Laws and Regulations are Course of Futures Market (edited by China Futures Association and published by China Finance and Economics Publishing House) and Compilation of Futures Laws and Regulations respectively. See the "Qualification Examination" section of the website of China Futures Association for the specific instructions and purchase methods of the two textbooks. China Futures Association organizes relevant experts to revise the teaching materials every year according to the market development.

20 12 Examination Outline of Futures Laws and Regulations

1. Regulations on the Administration of Futures Trading

2. Interim Measures for the Administration of Futures Investor Protection Fund

3. Measures for the Administration of Futures Exchanges

4. Measures for the Administration of Futures Companies

Measures for the Administration of the Qualifications of Directors, Supervisors and Senior Managers of Futures Companies

6. Measures for the administration of futures practitioners

7. Provisions on the Administration of Chief Risk Officers of Futures Companies (for Trial Implementation)

8. Notice on Issuing the Trial Measures for Financial Futures Settlement Business of Futures Companies

9. Notice on Issuing the Trial Measures for the Management of Risk Supervision Indicators of Futures Companies

10. Notice on Issuing the Trial Measures for Securities Companies to Provide Intermediary Services for Futures Companies

1 1. Provisions on Establishing the Investor Suitability System of Stock Index Futures (for Trial Implementation)

12. Code of Conduct for Futures Practitioners (Revised Edition)

13. Rules for the futures companies to implement the investor suitability system for stock index futures (for Trial Implementation)

14. amendments to the criminal law of People's Republic of China (PRC)

15. Excerpt from the Criminal Law Amendment of People's Republic of China (PRC) (VI)

16. Provisions of the Supreme People's Court on Several Issues Concerning the Trial of Futures Dispute Cases

17. Notice on Issuing the Measures for the Implementation of the Investor Suitability System for Stock Index Futures (Trial) and the Operational Guidelines for the Investor Suitability System for Stock Index Futures (Trial).

18. Provisions on the Administration of Futures Sales Department (for Trial Implementation)

19. Provisions of the Supreme People's Court on Several Issues Concerning the Trial of Futures Dispute Cases (II)

20. Provisions on the Administration of Customer Account Opening in Futures Market

2 1. Trial Measures for Futures Investment Consulting Business of Futures Companies

20 12 examination outline for futures investment analysis

The examination of Futures Investment Analysis includes two aspects. On the one hand, the related knowledge involved in the textbook of Futures Investment Analysis and its application are investigated, including:

Chapter 1 Introduction of Futures Investment Analysis

Section 1 Futures Investment and Futures Investment Analysis

Section 2 Analysis Methods of Futures Investment and Their Validity

Section III Futures Pricing Theory

Chapter II Macroeconomic Analysis

Section 1 Overview of Macroeconomic Analysis

Section 2 Analysis of Macroeconomic Operation

Section III Macroeconomic Policy Analysis

Chapter III Basic Analysis of Futures Investment

The first section is the theoretical basis of fundamental analysis: supply and demand theory.

Analysis of influencing factors in the second quarter

Section 3 Common Methods of Fundamental Analysis

Section IV Steps and Applications of Fundamental Analysis

Chapter IV Investment Analysis of Futures Varieties

Section 1 Analysis of Agricultural Products

Section 2 Analysis of Basic Metals

Section 3 Analysis of Energy and Chemical Industry

The fourth quarter precious metal analysis

Section 5 Financial Futures Analysis

Chapter V Technical Analysis of Futures Investment

Section 1 Introduction to Technical Analysis

The main theory of technical analysis in the second quarter

Section III Main Technical Analysis Indicators and Their Applications

The fourth quarter futures market position analysis

Chapter VI Statistical Analysis

Section 1 Significance of Statistical Analysis to Financial Investment Analysis

Correlation between variables in the second quarter

In the third quarter, one-dimensional linear regression analysis

The fourth quarter multivariate linear regression analysis

Chapter VII Analysis of Futures Trading Strategy

Section 1 Analysis of Hedging Trading Strategy

Section 2 Analysis of Speculative Trading Strategy

Section 3 Analysis of Arbitrage Trading Strategy

Chapter VIII Option Analysis

The first section option contracts and its basic elements

Section 2 Option Pricing

Section 3 Application of Option Hedging Function

Section IV Analysis of Option Portfolio Trading Strategy

Chapter IX Analysis Report on Futures Investment

Section 1 Basic Requirements of Futures Investment Analysis Report

Section 2 Periodic reports

Section III Special Report on Futures

Section IV Futures Research Report

Section 5 Futures Investment Plan

Chapter X Professional Ethics, Code of Conduct and Self-discipline

Section 1 The meaning and function of futures investment consulting practitioners

Section 2 Domestic and Foreign Analytical Institutions

Section 3 Professional Ethics and Code of Conduct

The second aspect examines the relevant provisions involved in the Trial Measures for Futures Investment Consulting Business of Futures Companies.

Please refer to the "Qualification Examination" section of the website of China Futures Association for details of the examination outline.