Legal analysis: 1. When performing their duties according to law, the State Council Securities Regulatory Authority finds that securities violations are suspected of committing crimes, it shall transfer the case to judicial organs for handling. 2. If a public official is found to be suspected of violating the law or committing a duty crime, it shall be transferred to the supervisory organ for handling according to law.

Legal basis: Securities Law of People's Republic of China (PRC).

Article 6 Securities industry, banking industry, trust industry and insurance industry are operated and managed separately, and securities companies are established separately from banks, trusts and insurance institutions. Unless otherwise stipulated by the state.

Article 7 The securities regulatory authority in the State Council shall exercise centralized and unified supervision and management over the national securities market according to law. The State Council securities regulatory authority may set up representative offices as required to perform supervision and management duties as authorized.

Article 8 State audit institutions shall supervise securities trading places, securities companies, securities registration and settlement institutions and securities supervision and administration institutions through auditing according to law.

Article 184 The rules, regulations and supervision and management systems formulated by the securities regulatory authority in the State Council according to law shall be made public. According to the investigation results, the the State Council securities regulatory authority shall announce the decision on punishment for securities violations.

Article 185 The securities regulatory body in the State Council shall establish a supervision and management information sharing mechanism with other financial regulatory bodies in the State Council. When the the State Council Securities Regulatory Authority performs its duties, conducts supervision, inspection or investigation according to law, the relevant departments shall cooperate with it.

skill

The above answer is only for the current information combined with my understanding of the law, please refer carefully!

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