If you have the following behavior, it will be recorded and you will not be hired.

(1) Administrative penalties, market ban decisions and supervisory and management measures issued by the China Securities Regulatory Commission and its dispatched agencies;

(2) Bank sanctions imposed by banks for illegally carrying out business activities , insurance, finance, taxation, environmental protection, industry and commerce, customs and other relevant competent authorities shall impose administrative penalties;

(3) Disciplinary measures implemented by securities and futures market industry organizations and management stipulated in laws, administrative regulations and rules Measures;

(4) Refusing to perform the securities and futures dispute mediation agreement that has been reached;

(5) Being sentenced by the people's court for securities and futures crimes or other crimes;

(6) Interfering with the supervision and law enforcement work of the China Securities Regulatory Commission and its dispatched agencies by improper means, and being subject to administrative penalties or disciplinary sanctions, or due to relatively minor circumstances, no penalties were imposed, but were determined by disciplinary inspection or administrative supervision agencies information;

(7) Being judged by the People’s Court to bear greater civil liability for infringement or breach of contract in securities and futures;

(8) Being judged by securities companies, futures companies for illegal and untrustworthy conduct Dismissal of companies, fund managers, securities and futures service institutions, and securities and futures market industry organizations;

(9) Credit margin financing and securities lending, refinancing, securities pledged repurchase, agreed repurchase, futures trading, etc. Information on breach of trust and dishonesty in transactions

(10) Information on dishonest persons subject to enforcement and persons with serious financial dishonesty;