(1) Copy of personal ID card (front and back)

(2) The original scanned copy of the account holder's ID card (front and back)

(3) The head photo of the account holder

(4) Copy of bank card of margin settlement account (it must be the settlement account opened by the account holder in at least one bank of China Industrial and Commercial Bank, China Agricultural Bank, China Construction Bank, Bank of Communications or Bank of China).

(5) If you apply for a SHECA digital certificate at the same time, you must also submit:

SHECA Personal Digital Certificate Acceptance Form

Stock index futures also need to provide the following documents:

First, the minimum margin requirements:

When a customer applies for opening an account, the balance of available funds in the margin account shall not be less than RMB 500,000. You must save money first.

Second, the stock index knowledge test:

Customers should have the basic knowledge of stock index futures, pass the relevant tests provided by CICC, and score above 80.

3. Futures trading experience:

1. Customers should have simulated trading experience in stock index futures: at least 10 trading days and more than 20 transactions by the end of the last trading day, or

2. Commodity futures trading experience: at least 10 trading record.

The above transaction records shall be proved by the settlement statements of commodity futures transactions in the last three years stamped with the special seal for settlement of relevant futures companies.

Fourth, the comprehensive evaluation materials:

1. Education certificate: the customer must provide the corresponding graduation certificate or degree certificate.

2. Investment experience: Customers who have no experience in commodity futures trading can provide stock statements with special seals recently.

3. Financial status: proof of the customer's financial assets or annual income, and the interval between the date of issuance of the proof and the date of applying for opening an account shall not exceed one month.

(1) Financial assets: bank deposits, stocks, funds, futures interest, bonds, gold or wealth management products (plans) and other assets.

(2) annual income certificate: the income tax payment certificate issued by the tax authorities, or the payroll issued by the bank, or other income certificates.

4. Credit certificate: The customer must provide the personal credit report for the last two months issued by the People's Bank of China.

note:

1. The futures account, that is, the stock index, in addition to the futures account documents, must sign the special risk disclosure of stock index futures trading and complete the stock index futures test;

2, the comprehensive evaluation must reach 70 points or more, including financial status materials:

(1) The bank deposit certificate shall be the certificate of local and foreign currency time deposit and demand deposit stamped with the seal of banking business in China.

(2) Stocks, funds and futures equity certificates are all certificates with special seals for relevant investment products.

(3) Bond asset certificates shall be bonds, corporate bonds, corporate bonds, convertible bonds and other certificates. Stamp the special seal of a bank or securities company.

(4) The gold asset certificate shall be paper gold or physical gold certificate stamped with the seal of banking business.

(5) Asset certification of wealth management products (plans) shall be related agreements signed with commercial banks, securities companies, trust companies and other institutions or asset certification documents issued by the above institutions.

(6) The tax authorities' income tax payment certificate shall be the personal income tax payment certificate issued by the tax registration department in the latest year.

(7) Payslips shall be payslips, bank card receipts, payslips and current passbooks issued by banks for more than three consecutive months in the near future.