Article 77 The Exchange shall, in accordance with these Rules and relevant regulations, exercise self-discipline supervision and management over the futures trading related business activities of the Exchange.

Members, customers, futures margin depository banks and other participants in the futures market shall accept the supervision and management of their futures business by the Exchange.

Article 78 The main contents of the supervision and management of the exchange are:

(1) To supervise and inspect the implementation of laws, administrative regulations, rules, trading rules and their implementing rules in the futures market and control market risks;

(two) to supervise and inspect the business operation and internal management of members;

(three) to supervise and inspect the financial and credit status of members;

(4) To supervise and inspect the futures-related business activities of the depository banks for futures deposits and other participants in the futures market.

(5) mediating and handling futures trading disputes, and investigating and handling relevant illegal cases;

(six) to assist the judicial organs and administrative law enforcement organs in performing their official duties according to law;

(seven) to supervise and manage other acts that violate the principles of openness, fairness and impartiality, disrupt market order and create market risks.

Article 79 When performing the duties of supervision and administration, an exchange may exercise the following functions and powers:

(1) Consulting and copying information and materials related to futures trading;

(2) Investigating and collecting evidence from members, customers, futures margin depository banks and other participants in the futures market;

(3) Requiring members, customers, futures margin depository banks and other participants in the futures market to declare, state, explain and explain the matters under investigation;

(4) Other functions and powers necessary for the Exchange to perform its duties of supervision and management.

Article 80 When an exchange performs its duties of supervision and management, its members, customers, futures margin depository banks and other futures market participants shall cooperate. The Exchange may, in accordance with the relevant provisions, take necessary measures or deal with units and individuals that fail to provide information truthfully, conceal the truth, deliberately evade investigation or hinder the staff of the Exchange from exercising their functions and powers.

Article 81 Every year, the Exchange conducts sampling or comprehensive inspection on members' compliance with the trading rules of the Exchange and its detailed rules for implementation, and reports the inspection results to the China Securities Regulatory Commission.

Article 82 If the Exchange finds that members, customers, futures margin depository banks and other participants in the futures market are suspected of violating the rules, it shall file an investigation; If the circumstances are serious, the Exchange may take corresponding measures to prevent the consequences of violation from further expanding.

Article 83 If the staff of the Exchange do not perform their duties of supervision and management correctly, members, customers, depository banks for futures deposits and other participants in the futures market have the right to complain and report to the Exchange or the China Securities Regulatory Commission. Once verified, deal with it seriously.

Article 84 An exchange shall formulate measures to deal with violations of rules and regulations.

Article 85 Under the unified organization and coordination of the China Securities Regulatory Commission, the Exchange shall establish supervision and cooperation mechanisms such as information sharing in the futures market and related markets with the stock exchanges, securities registration and settlement institutions and futures margin security depository monitoring institutions.