A Bank of China B Bank of Communications C Industrial and Commercial Bank D Construction Bank
2. Which of the following is the responsibility of the People's Bank of China: (ABCDE)
Issue orders and regulations related to the performance of duties.
B. issue RMB and manage its circulation.
C. supervision and management of the gold market
D to be responsible for statistics, investigation, analysis and prediction of the financial industry and engage in relevant international financial activities.
3. The following are the regulatory concepts of CBRC: (ABDE)
A. Managing risks B. Improving transparency C. Managing institutions D. Managing legal persons E. Managing internal controls
4. The regulatory objective of CBRC is the basic objective pursued by regulators (B)
Answer (right)
B (Wrong) The supervision goal of CBRC is the ultimate effect or state pursued by supervisors: 1. Prudent and effective supervision to protect the interests of depositors and consumers; 2. Enhance market confidence; 3. Enhance the public's understanding of modern finance through publicity and education and relevant information disclosure; 4. Strive to reduce financial crimes.
5. The following belong to market access: (ABD)
A. Institutional access B. Business access C. Legal person access D. Senior management access E. Technology access
6. The following are members of the China Banking Association.
A. Policy banks B. Commercial banks C. China Postal Savings Bank
D. rural credit cooperatives central government bonds registration and settlement co., ltd.
F. Asset management companies
G rural commercial banks, rural cooperative banks and rural credit cooperatives (excluding rural banks and rural mutual funds cooperatives); Quasi-units include provincial banking associations.
7. The executive body of the China Banking Association is the General Meeting (B).
Answer (right)
B (Wrong) The highest authority of the China Banking Association is the general meeting, and the executive body of the general meeting is the Council, which is responsible for the general meeting.
8. The following are banking financial institutions: (ABEF) Non-banking financial institutions include: financial asset management companies, trust companies, enterprise group finance companies, financial leasing companies, auto financing companies and money brokerage companies.
A, The Export-Import Bank of China B, rural bank C, asset management company
D. auto finance company e, bank of communications f, rural credit cooperative association h, financial leasing company
9. The tasks undertaken by China Development Bank are: (b)
A, agricultural policy loans b, national key construction project financing c, support for import and export trade d, support for national development project financing.
10, China Agricultural Development Bank can handle intermediary business such as insurance agency (A).
A (right) B (wrong)
1 1, according to the principle of "one line, one policy", we must first promote (1) reform.
A. China Development Bank B, The Export-Import Bank of China C, China Agricultural Development Bank D and China Bank.
12, which of the following large commercial banks is not listed on the exchange (b)
A Industrial and Commercial Bank of China B Agricultural Bank C China Bank D Construction Bank E Bank of Communications.
13. Which of the following large commercial banks is listed on both the Shanghai Stock Exchange and the Hong Kong Stock Exchange?
A, Industrial and Commercial Bank of China B, Agricultural Bank C, Bank of China D, China Construction Bank (listed on the Hong Kong Stock Exchange only) E, Bank of Communications.
14. The first national joint-stock bank in New China is: (a)
A. Bank of Communications B, China Merchants Bank C, hengfeng bank D and China CITIC Bank.
15, city commercial banks are established and developed on the basis of the original city credit cooperatives (1)
A (right) B (wrong)
16 and 1979, the first urban credit cooperative in China was established in (d).
A, Guangdong-Guangzhou B, Jiangsu-Huai 'an C, Shandong-Qingdao D, Henan-Zhumadian
17, the new development trend of city commercial banks is: (ABD)
A, introducing strategic investors B, cross-regional operation C, system innovation D, joint reorganization E, and expanding business scale.
18, village banks and rural mutual funds cooperatives were approved to be established in (d).
A 2004 B 2005 C 2006 D 2007
19,20065438+0165438+10 On October 29th, the first rural joint-stock commercial bank in China was formally established in (c).
A, Jiangsu Yangzhou Rural Commercial Bank B, Guangdong Chaozhou Rural Commercial Bank C, Zhangjiagang Rural Commercial Bank D, Gansu Zhangye Rural Commercial Bank
20. Rural credit cooperatives may take deposits from non-members, but may not issue loans or handle other financial business. (2)
Answer (right)
B (Wrong) Rural credit cooperatives are not allowed to absorb deposits, issue loans and handle other financial businesses from non-members, and are not allowed to provide guarantees for other units or individuals with their assets.
2 1. The market positioning of China Postal Savings Bank is to fully rely on and give full play to the advantages of the network, improve the functions of urban and rural financial services, focus on (e) and (c) business, provide basic financial services for urban communities and rural residents, form complementary relationships with other commercial banks, and support the construction of new socialist countryside.
A, deposit B, loan C, intermediate D, settlement E, retail F, consultation
22. The first representative office of a foreign bank approved by China is: (b).
A. Bank of East Asia B, Export-Import Bank of Japan C, Citibank D and HSBC
23. The following are the operating institutions of foreign banks: (ABD)
A, a wholly foreign-owned bank B, a Sino-foreign joint venture bank C, a representative office of a foreign bank D, and a branch of a foreign bank
24. Wholly foreign-funded banks, Sino-foreign joint venture banks and branches of foreign banks may engage in part or all of RMB business and foreign exchange business. (2)
A (right) B (wrong)
Branches of foreign banks may engage in part or all of the foreign exchange business and RMB business of customers other than citizens in China.
25. The financial asset management companies in China are: (ABDF)
A cinda asset management company b, Huarong asset management company c and Huaxia asset management company
D. Great Wall Asset Management Company E, China Asset Management Company F and Oriental Asset Management Company
26, China trust industry has experienced (b) times of large-scale clean-up.
a、4 B、5 C、6 D、7
27. 1979, the first trust and investment company in new China was: (c).
A. Shanghai International Trust and Investment Company B, Guangzhou International Trust and Investment Company C, China International Trust and Investment Company D and China International Trust and Investment Company.
28, enterprise group finance company's service object is limited to enterprise group members, but can absorb deposits from the society and provide services to non-member units. (2)
A (Right) B (Wrong) The service object is limited to members of enterprise groups, and it is not allowed to absorb deposits from outside the group to provide services for non-member units.
29. The following are non-bank financial institutions: (ABCDEG)
A, financial asset management company B, auto finance company C, enterprise group finance company D, financial leasing company E, trust company F, insurance company G, and money brokerage company
30. What are the following aspects of the macroeconomic situation? (ABC)
A, economic development level B, economic development C, economic development prospect D, economic development speed E, macroeconomic environment
3 1, the overall objectives of macroeconomic development generally include: (ABDE)
A, economic growth b, price stability c, balance of payments d, full employment e, balance of payments f, money supply increase.
32, which of the following set of macroeconomic development goals corresponding to the measurement index is wrong? (1)
A, economic growth-gross national product (GDP) b, full employment-unemployment rate.
C, price stability-inflation D, balance of payments-balance of payments
33.GDP growth rate is the main indicator reflecting a country's overall economic situation. (2)
A (right) B (wrong) GDP is the main indicator to measure a country's overall economic situation, and its growth rate is a dynamic indicator reflecting the degree of economic development in a certain period.
34. The unemployment rate announced by the statistics department of China is: (c).
A, national unemployment rate b, citizen unemployment rate c, urban registered unemployment rate d, urban and rural unemployment rate
Generally speaking, the commonly used indicators to measure inflation are: (ABD)
A. Consumer price index B, producer price index C, GDP D, GDP deflator E, and consumer life index.
36. When measuring inflation, the producer price index is the most commonly used. (2)
A, (correct) b, (wrong) consumer price index
37. The following are current items in the balance of payments: (CDE)
A, direct investment B, enterprise credit C, labor revenue and expenditure D, remittance
E. trade balance F. government loan current account: trade, labor services (transportation, tourism) and unilateral transfer (remittance, donation); Capital account: direct investment, government and bank loans and corporate credit.
38, in the balance of payments measurement index, the trade balance (that is, the import and export volume) is the most important part. (1)
A (correct) b (wrong)
39, the four stages of the economic cycle refers to: (c)
A, prosperity-recession-depression-collapse B, prosperity-depression-recession-collapse
C. Prosperity-recession-depression-recovery
40. The following belong to the economic structure: (ABCDEFGJ)
A, industry B, product C, distribution D, ownership E, urban and rural F, consumption G, technology H, production structure I, institutional structure J and region
4 1, economic structure will directly affect the demand of social and economic subjects for commercial bank services, thus determining the operating characteristics of commercial banks to a certain extent. (1)
A (right) B (wrong)
42. The following industries belong to the secondary industry: (ABF)
A, construction industry B, production and supply of electricity, gas and water C, mining industry C, real estate industry D, postal industry E, international organization F, manufacturing industry
43. The reasons for the relatively low proportion of intermediary business in China's commercial banks are as follows: (ABC)
The extensive development of primary industry and secondary industry
B, the tertiary industry accounts for a low proportion in the national economy.
C. Due to various factors, the demand for banking services is limited.
D, the innovation concept of bank intermediary business is not strong, and the degree of product development is low.
E, poor professional quality of bank personnel.
44, in our country, the main force to promote the whole economic growth is: (c)
A, production b, consumption c, investment d, supply
45. The following functions belong to the financial market: (ABCDF)
A. Resource allocation function B. Pricing function C. Risk diversification and risk management function
D, economic adjustment function e, market guidance function f, monetary fund financing function
46. The most important and basic functions of financial markets are: (a)
A, monetary fund financing function b, resource allocation function c, economic adjustment function d, pricing function
47, which of the following belongs to the characteristics of the capital market (C)
A, short repayment period, strong liquidity and low risk B, short repayment period, low liquidity and high risk.
C, long repayment period, low liquidity, high risk D, long repayment period, strong liquidity and low risk.
48. The money market in China mainly includes: (ABC)
A, inter-bank bond repurchase market B, bill market C, interbank lending market D, foreign exchange market E, exchange market
49. According to the specific types of trading instruments, financial markets can be divided into: (ABCEFG)
A bond market b, stock market c, foreign exchange market d, exchange market e, gold market f, insurance market g, bill market h and futures market.
50. Financial markets are divided into spot markets and futures markets according to (c).
A. Transaction stage B, trading places C, delivery time D and time limit
5 1, the floor trading market is also called the counter market (b)
A (right) B (wrong) tangible market. OTC market is also called OTC market or intangible market.
52. At the end of1990, Shanghai Stock Exchange and Shenzhen Stock Exchange were established one after another, marking the formal formation of China (B) market.
A, bond b, stock c, gold d, insurance
53. At present, China has initially formed a capital market (A) with bonds, stocks and other securities products as the main body, and the OTC market and the exchange market coexist.
A (right) B (wrong)
54. The following belong to China's commodity futures market: (ABCD)
A, Dalian B, Zhengzhou C, Shanghai D, China Finance
55, the capital market is the basis of bank liquidity management, especially to achieve the balance between profitability and liquidity (B)
A (right) B (wrong)
56. The following are the challenges posed to commercial banks by the development of financial markets: (ABCDF)
A, the impact on the value of bank assets and liabilities will continue to increase. B, bank risk management will become more difficult.
C, it will amplify the bank's risk events D, it will reduce the bank's sources of funds and the loss of quality customers.
E, will cause the collapse of the banking system F, is not conducive to the long-term development of banks.
57. The following are short-term financial instruments: (ADE)
A, commercial paper b, stock c, corporate bond d, repurchase agreement e, bank acceptance bill.
58. The following are direct financial instruments and long-term financial instruments: (AC)
A. corporate bonds b, commercial paper c, shares d, negotiable certificate of deposit e and repurchase agreement.
59. Negotiable certificates of deposit are both indirect financing instruments and short-term financial instruments (A).
A (right) B (wrong) Negotiable certificates of deposit and bank acceptance bills are both indirect financing instruments and short-term financial instruments.
60, according to the rights of investors, financial instruments can be divided into: (ABD)
A. Debt instruments B, equity instruments C, derivative financial instruments D and hybrid instruments
6 1, the constituent elements of bonds are: (ACDE)
A, interest rate b, exchange rate c, term d, denomination e, issuer f and date of issue.
62. The purpose of issuing financial bonds is to raise funds: (d)
A, short-term loan b, medium-term loan c, long-term loan d, medium-and long-term loan
I tried to find it for me. You should try to remember! I hope you succeed.