I. Compliance responsibilities of the Inspector General
1. Whether the fund sales comply with the provisions of laws and regulations, fund contracts and prospectus, whether it provides suitable products and services to suitable customers, and whether there are any illegal acts such as misleading, defrauding investors and unfair competition.
2. Whether the fund investment complies with laws and regulations and the provisions of the fund contract, whether it abides by relevant systems such as investment business processes formulated by the company, whether there are illegal acts such as insider trading and market manipulation, and unfair related party transactions, interest transfer and unfair treatment of different investors.
3. Whether the information disclosure of funds and companies is true, accurate, complete and timely, and whether there are false records, misleading statements or major omissions.
Second, the inspector should have the conditions
1, adhere to principles, be loyal to their duties, be honest and upright, be impartial, and strictly observe discipline.
2, with college education and legal professional knowledge, public security business knowledge.
3, with more than 3 years of public security work experience and certain organizational management ability.
Legal basis: People's Police Law of the People's Republic of China Article 47 The public security organ shall establish an inspector system to supervise the implementation of laws, regulations and disciplines by the people's police of the public security organ.