The qualified personnel information publicized by the fund sales organization may not include the following contents: name and qualification certificate.

These rules apply to the following fund sales personnel:

(1) Personnel engaged in the management of fund sales business in the departments responsible for fund sales business in the headquarters and main branches of fund sales institutions, including the heads of fund business in the departments;

(2) personnel engaged in fund promotion activities, fund wealth management business consulting and other activities by fund sales institutions.

Rule three. The term "fund sales institutions" as mentioned in these Rules refers to fund management companies that handle fund sales business and other institutions that have obtained the qualification of fund sales business recognized by the China Securities Regulatory Commission, including commercial banks, securities companies, securities investment consulting institutions and professional fund sales institutions.

Article 4? Fund sales personnel shall obtain qualification certificates in accordance with the requirements of these Rules, and the qualification of fund sales personnel may be obtained in the following ways:

(1) Those who have passed the qualification examinations of "Basic Knowledge of Securities Market" and "Securities Investment Fund" for securities practitioners shall apply for registration by their institutions, and those who meet the requirements may obtain the qualification certificate for securities practitioners in China.

(2) Those who have passed the examination for fund sales personnel, that is, the subject of "Basic Knowledge of Securities Investment Fund Sales", can directly obtain the examination certificate for fund sales personnel.