Fund sales payment institutions need to handle the transfer of fund sales settlement funds according to regulations to ensure the safe and timely transfer of fund sales settlement funds.
Fund share institutions need to properly keep the registration materials and make backups, and the retention period shall not be less than 20 years from the date of closing the fund account.
Fund investment consulting institutions and their employees shall provide fund investment consulting services on a reasonable basis, truthfully state their service capabilities and business performance, and shall not promise or guarantee investment income in any way, and shall not harm the legitimate rights and interests of clients.