The Fund Practitioner Examination has three examination subjects: "Fund Laws and Regulations, Professional Ethics and Business Standards", "Basic Knowledge of Securities Investment Funds", and "Basic Knowledge of Private Equity Investment Funds". Candidates only need to pass the subjects If one of the subjects 1 and 2 and 3 is passed, is it useful to have passed three exams?
The role of passing all three fund practitioner subjects
The fund practitioner qualification examination consists of three subjects. Candidates only need to pass two subjects to obtain the practitioner qualification. Of course, candidates can also choose to take the exam in all three subjects, which will not only help candidates have a deeper understanding of the basic knowledge of public funds and private funds, but also bring more possibilities to candidates for future employment.
How do candidates register after passing the exam?
Candidates who pass the Fund Practitioner Qualification Examination Subject 1 and Subject 2 and Subject 3 can apply for fund practitioner qualification registration from the China Securities Investment Fund Industry Association through their institution, and obtain the certificate after successful registration. The practice certificate can be obtained by querying the name, ID number, certificate number, etc. on the official website of the association. Candidates who need it can print it themselves.
What are the requirements to apply for registered fund qualification?
1. Passed the professional qualification examination;
2. Already employed by an organization;
3. No criminal punishment has been imposed in the past three years;
< p>4. No ban has been taken by the financial regulatory agency or industry self-regulatory organization, or the ban period has expired;5. Good conduct and good professional ethics;
6. Other conditions stipulated by laws, regulations and China Securities Regulatory Commission.
How to choose between subject two or subject three?
In terms of overall exam difficulty, subject three is easier than subject two, but subject two has a wider scope of application than subject three. Candidates make appropriate choices based on their development direction. For example, employees engaged in investment consultants, fund sales, fund custodians and other types of institutions need to apply for subject two; employees engaged in private equity fund management institutions are suitable for applying for subject three; those engaged in publicity and promotion of funds and fund sales information management platform system operation and maintenance If you are a qualified person, you can apply for both subject two and subject three.