Introduction to the subject of fund qualification examination
Fund laws and regulations, professional ethics and business norms, basic knowledge of securities investment funds and basic knowledge of private equity investment funds.
Personnel who take part in the fund qualification examination may apply for registered fund qualification if they pass the examination of subject 1 (fund laws and regulations, professional ethics and business norms) and subject 2 (basic knowledge of securities investment funds), or pass the examination of subject 1 (fund laws and regulations, professional ethics and business norms) and subject 3 (basic knowledge of private investment funds).
Application conditions: full capacity for civil conduct; At least 18 years old as of the date of registration; Have a high school education or above; Other conditions stipulated by the China Securities Regulatory Commission.
Examination duration, examination type and score: the examination type is multiple choice, and the number of questions in each subject is 100. The score of each question is 1, the total score is 100, and 60 is the qualified line. Single-subject examination duration 120 minutes.
How to match the subjects of fund qualification examination?
1, fund laws and regulations, professional ethics and business norms+basic knowledge of securities investment funds
When these two subjects are combined, they can engage in Public Offering of Fund business and private equity fund business, which is suitable for employees who go to fund sales institutions to register in the future.
2. Fund laws and regulations, professional ethics and business norms+basic knowledge of securities investment funds/basic knowledge of equity investment funds.
Subject 1+Subject 2 or Subject 3 is suitable for employees who work and publicize in fund sales organizations, and the staff of sales information management platform is more suitable.