Current location - Trademark Inquiry Complete Network - Tian Tian Fund - The responsibilities of the fund sales organization include
The responsibilities of the fund sales organization include
The responsibilities of fund sales organizations include signing sales agreements, establishing relevant systems, issuing in advance, strictly managing accounts, and combating money laundering.

1. Sign a sales agreement to clarify rights and obligations: A fund sales institution shall sign a written sales agreement with the fund manager to clarify the rights and obligations of both parties and ensure the compliance of fund sales activities.

2. Establish relevant systems: fund sales institutions shall establish and improve the file management system, customer identification and risk assessment system, and anti-money laundering system to ensure the compliance and safety of fund sales activities.

3. Issue in advance: Fund sales institutions may not issue fund shares in advance, and can only sell fund shares after the fund manager has gone through relevant procedures.

4. Strict account management: fund sales institutions shall strictly manage the fund sales settlement funds to ensure the safety of funds and shall not misappropriate the fund sales settlement funds.

5. Anti-money laundering: A fund sales institution shall establish an anti-money laundering system, conduct identification and risk assessment on customers, report suspicious transactions, and prevent money laundering and other illegal and criminal acts.