1. Formulate policies and policies for the development of the insurance industry, and formulate industry development strategies and plans; Drafting insurance supervision laws and regulations; Formulate industry regulations.
2. To examine and approve the establishment of insurance companies and their branches, insurance group companies and insurance holding companies; To examine and approve the establishment of insurance asset management companies in conjunction with relevant departments; Examining and approving the establishment of representative offices of overseas insurance institutions; To examine and approve the establishment of insurance agencies, insurance brokerage companies, insurance assessment companies and other insurance intermediaries and their branches; Examining and approving domestic insurance institutions and non-insurance institutions to set up insurance institutions overseas; To examine and approve the merger, division, change and dissolution of insurance institutions, decide to take over and designate acceptance; Participate in and organize the bankruptcy liquidation of insurance companies.
3, review and identify the qualifications of senior managers of various insurance institutions; Formulate basic qualification standards for insurance practitioners.
4. To examine and approve the insurance clauses and premium rates of insurance products related to social public interests, insurance products subject to compulsory insurance according to law and newly developed life insurance products, and manage the insurance clauses and premium rates of other insurance products filed.
5. Supervise the solvency and market behavior of insurance companies according to law; Responsible for the management of the insurance guarantee fund and supervise the insurance deposit; According to the law and the national policy on the use of insurance funds, formulate relevant rules and regulations and supervise the use of funds by insurance companies according to law.
6. Supervise the policy insurance and compulsory insurance business; Supervise the organizational forms and business activities such as exclusive self-insurance and mutual insurance. Centralized management of insurance industry associations, insurance societies and other industry associations.
7. Investigate and deal with illegal acts such as unfair competition between insurance institutions and insurance practitioners, as well as illegal acts such as non-insurance institutions operating or operating insurance business in disguised form.
8. Supervise insurance institutions established overseas by domestic insurance and non-insurance institutions according to law.
9. Formulate information standards for the insurance industry; Establish an insurance risk assessment, early warning and monitoring system, track, analyze, monitor and predict the operation of the insurance market, be responsible for uniformly compiling national insurance data and statements, and publish them in accordance with relevant state regulations.
10, to undertake other tasks assigned by the State Council.
Chairman, Vice Chairman Li Kemu, Zhou,,.
China Banking Regulatory Commission (hereinafter referred to as China Banking Regulatory Commission)
To formulate and promulgate rules and regulations for the supervision and management of banking financial institutions and their business activities in accordance with laws and administrative regulations;
To examine and approve the establishment, alteration, termination and business scope of banking financial institutions in accordance with the conditions and procedures prescribed by laws and administrative regulations;
Qualifications of directors and senior managers of banking financial institutions;
Formulating prudent operating rules of banking financial institutions in accordance with laws and administrative regulations;
To supervise the business activities and risk status of banking financial institutions off-site, establish the supervision and management information system of banking financial institutions, and analyze and evaluate the risk status of banking financial institutions;
Conduct on-site inspections on the business activities and risk status of banking financial institutions, formulate on-site inspection procedures, and standardize on-site inspection behaviors;
Implement consolidated supervision of banking financial institutions;
Establish a banking emergency handling system in conjunction with relevant departments, formulate a banking emergency handling plan, clarify the handling institutions and personnel and their responsibilities, handling measures and handling procedures, and timely and effectively handle banking emergencies;
Responsible for compiling statistical data and statements of banking financial institutions nationwide in a unified way, and publishing them in accordance with relevant state regulations; Guide and supervise the activities of banking self-regulatory organizations;
Carry out international exchanges and cooperation activities related to banking supervision and management;
Take over or promote the reorganization of banking financial institutions that have or may have a credit crisis that seriously affects the legitimate rights and interests of depositors and other customers;
Revocation of banking financial institutions that operate illegally and are poorly managed;
Inquire about the accounts of banking financial institutions, their staff and related actors suspected of financial violations; An application for freezing a judicial organ suspected of transferring or concealing illegal funds;
Prohibit the unauthorized establishment of banking financial institutions or illegal business activities of banking financial institutions;
Responsible for the daily management of the board of supervisors of state-owned key banking financial institutions;
To undertake other tasks assigned by the State Council.
Chairman Liu, Vice Chairman Jiang, Guo and Wang Zhaoxing.
Secretary of the Discipline Inspection Commission Wang Huaqing
China Securities Regulatory Commission (hereinafter referred to as China Securities Regulatory Commission)
China Securities Regulatory Commission (hereinafter referred to as China Securities Regulatory Commission) is a ministerial-level institution directly under the State Council. According to laws and regulations and the authorization of the State Council, it uniformly supervises and manages the national securities and futures market, maintains the order of the securities and futures market, and ensures its legal operation.
China Securities Regulatory Commission is located in Beijing, with chairman 1, four vice-chairmen, secretary of the Commission for Discipline Inspection 1 (deputy ministerial level) and three assistants to the chairman. The conference organization consists of 18 functional departments, 1 inspection corps and 3 centers; According to Article 14 of the Securities Law, the China Securities Regulatory Commission also has a stock issuance review committee, which is composed of professionals from the China Securities Regulatory Commission and relevant experts hired outside the meeting. China Securities Regulatory Commission has set up 36 securities regulatory bureaus in all provinces, autonomous regions, municipalities directly under the Central Government and cities with separate plans, and set up securities regulatory offices in Shanghai and Shenzhen.
According to the relevant laws and regulations, the China Securities Regulatory Commission shall perform the following duties in the supervision and management of the securities market:
(1) To study and formulate the principles, policies and development plans of the securities and futures markets; Draft relevant laws and regulations on the securities and futures market, and put forward suggestions for formulation and revision; Formulate laws, regulations and measures for the supervision of securities and futures markets.
(two) vertical leadership of the national securities and futures regulatory agencies, the securities and futures market to implement centralized and unified supervision; Manage the leading bodies and members of relevant securities companies.
(3) Supervising the issuance, listing, trading, custody and settlement of stocks, convertible bonds, bonds of securities companies and other securities designated by the the State Council Securities Regulatory Commission; Supervise the activities of securities investment funds; Approve the listing of corporate bonds; Supervise the trading activities of listed government bonds and corporate bonds.
(four) to supervise the securities market behavior of listed companies and their shareholders who must perform relevant obligations according to law.
(5) Supervising the listing, trading and settlement of domestic futures contracts; Supervise domestic institutions to engage in overseas futures business according to regulations.
(6) Managing securities and futures exchanges. Senior managers in charge of securities and futures exchanges according to regulations; Centralized management of securities industry and futures industry associations.
(seven) supervision of securities and futures institutions, securities investment fund management companies, securities registration and settlement companies, futures settlement institutions, securities and futures investment consulting institutions, securities credit rating agencies; Examining and approving the qualifications of fund custody institutions and supervising the fund custody business; To formulate measures for the administration of the qualifications of senior managers of relevant institutions and organize their implementation; Guide China Securities Industry and Futures Industry Association to carry out qualification management of securities and futures practitioners.
(8) Supervising domestic enterprises to directly or indirectly issue shares and go public overseas, and overseas listed companies to issue convertible bonds overseas; Supervise domestic securities and futures institutions to set up securities and futures institutions overseas; Supervise overseas institutions to set up securities and futures institutions and engage in securities and futures business in China.
(nine) to supervise the information dissemination activities of securities and futures, and to be responsible for the statistics of securities and futures markets and the management of information resources.
(10) Examining and approving the qualifications of accounting firms, asset appraisal institutions and their members to engage in securities and futures intermediary business in conjunction with relevant departments, and supervising the activities of law firms, lawyers and qualified accounting firms, asset appraisal institutions and their members to engage in securities and futures-related business.
(eleven) to investigate and deal with illegal acts of securities and futures according to law.
(12) Centralized foreign exchange management and international cooperation in the securities and futures industry.
(thirteen) to undertake other tasks assigned by the State Council.
Shang Fulin: Chairs.
Fan Fuchun: Vice Chairman.
Li Xiaoxue: Secretary of the Discipline Inspection Commission.
Gui Minjie: Vice Chairman.
Zhuang Xinyi: Vice Chairman
Yao Gang: Vice Chairman.
Liu Xinhua: Assistant to the President.
Jacky Jiang: Assistant to the President.
Zhu Congjiu: Assistant to the President.