CISI's Chartered Wealth Manager (CWM) and Investment Consultant Diploma (IAD) (securities) are under the supervision of the Financial Conduct Authority (FCA). RDR activity) Activity 2 (Providing personal advice on securities of non-stakeholder pension plans, individual pension plans or brokerage funds) requires a professional qualification certificate. According to the Memorandum of Understanding on Securities and Futures Supervision Cooperation and the Memorandum of Understanding on Shanghai-London Stock Market Interconnection Mechanism signed by the China Securities Regulatory Commission with the UK Treasury, the UK Securities Investment Committee and the UK Financial Conduct Authority respectively, the above certificates were successfully recognized by the overseas vocational qualification certificate of the China Securities Regulatory Commission.
Chartered Wealth Manager (CWM) mainly focuses on wealth management and asset management. It is a financial industry qualification certification sponsored by CISI, and it is a professional certification for wealth managers, IFA independent financial consultants, private account managers, discretionary portfolio managers and private bankers. Its main employers are global investment banks, banks and third-party wealth management institutions, which mainly serve "high net worth people" and are more suitable for employees engaged in asset management and other related work, especially middle-level and front-office personnel.
Matteo Pallotta, Chartered MCSI and Chartered Wealth Manager (CWM), is the founding partner of Wherefor Group, which is the first global privately-held investment bank to cooperate with R&D and Shenzhen Innovation. He said: "As a chartered member and chartered wealth manager of CISI, I have always benefited from its promotion in the global financial services industry. CISI is famous in Britain and many countries and regions in the world because it has established the highest level of professionalism and integrity in the financial services industry. In China, a country with a huge and ever-opening financial market, it is very important to gain such recognition. I believe this will also pave the way for the integration of development opportunities with local stakeholders and further development in the future. "