Guide to application for fund qualification certificate
1, application conditions
Anyone who participates in the qualification examination of the fund and passes the examination of subject 1 and subject 2, or passes the examination of subject 1 and subject 3, may apply for the qualification of registered fund.
2. Personal application
For those who have passed the examination but have not worked in the fund industry institutions, individuals can first apply directly to the association for the registration of fund qualifications. After working in relevant institutions, the institutions where they work can apply to the association for change.
3. Institutional application
The company will open an employee management system account for employees, and the employees will log in and fill in the information and submit it to the organization for preliminary examination. After the approval of the institution, it will be verified by the China Fund Industry Association and publicized to the public, and finally an electronic certificate will be generated, which can be printed by itself.
The above applicant institutions include: fund managers, commercial banks (including foreign-funded corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and other institutions recognized by the China Securities Regulatory Commission.
What are the reasons for applying for the qualification certificate of fund practice?
1, there is a big talent gap in the industry.
In recent years, the financial industry has been continuously developed and improved, and the scale of the fund industry has been continuously and steadily expanded. This expansionary development is both an opportunity and a great challenge. Financial elites must have relatively higher professional and professional standards. As an important part of China's current financial industry, funds actually play a role in allocating funds. The direction, scale and structure of fund allocation have a very important impact on the healthy development of China's economy.
2, high gold content
With the extraordinary expansion of the fund industry, the demand for fund practitioners is increasing day by day. In this way, the professionals and professional qualities of employees will inevitably be mixed. In order to make the industry develop healthily, stably and sustainably, it is necessary to set up a strict entry threshold, select the best from the best, and eliminate the fittest. The fund industry association has issued relevant regulations, and employees of fixed funds must hold the qualification certificate of fund practice. In other words, if they want to further develop in the fund industry, they can't stand in the financial industry without passing the fund qualification examination.