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Is it necessary to have an annual inspection to get a fund practice certificate?
There is no need for annual inspection when obtaining the fund practice certificate. Before 20 19, the annual inspection is required after the successful application of the fund qualification certificate, and the annual inspection is not required for the fund qualification certificate from 20 19 to 1. Because China Asset Management Association issued the Notice on No More Annual Inspection of Fund Practitioners' Qualification Certificates on June 5, 20 19+ 19, the notice indicated that the Association would no longer organize the annual inspection of fund practitioners' qualification certificates, but earnestly do a good job in the management of fund practitioners and constantly improve their awareness of law-abiding and professionalism.

Although the annual inspection of fund qualification certificate has been cancelled, the provisions of subsequent vocational training still exist. The training time is determined as follows:

(1) Participate in various face-to-face training courses organized by the Association;

(2) Join the Association's distance training system. See the notice of the association for details;

(3) Participate in training (relevant laws and regulations, professional knowledge, etc.). ) organized by member units and other professional training institutions.

The training hours mentioned in the above (1)(2) were imported into the employee management platform by the association, and the queried training hours were slightly delayed from the actually completed training hours; The training hours involved in item (3) shall be declared by the member units through the training management column of the staff management platform of the Association, and relevant training certification materials shall be provided, such as training instructor courseware, sign-in form, etc. After being approved by the association, it will be included in the elective hours (no more than 3 hours per person per year).

Free access to learning materials and knowledge maps of fund qualification: /jjcy/xxzl/n237.html? fcode=h 1000026