Fund qualification: According to the provisions of People's Republic of China (PRC) Securities Investment Fund Law, Measures for the Administration of Securities Investment Fund Sales and other laws and regulations, personnel engaged in fund publicity, sales promotion, consulting and other businesses should first take the fund sales staff examination and obtain the qualification.
The examination subject is Foundation of Fund Sales. The examination results of fund sales staff are valid for many years. Those who pass the securities qualification examination "Basic Knowledge of Securities Market" and "Securities Investment Fund" organized by the Association shall be deemed to have passed the "Foundation of Fund Sales" examination.
Securities qualification: short for qualification examination for securities practitioners. The certificate is a national qualification examination and a qualification certificate for national financial institutions, with high gold content.
The qualification examination for securities practitioners is an introductory examination for engaging in the securities industry. The examination subjects are divided into basic subjects and professional subjects. The basic subjects are the basic knowledge of securities, and the professional subjects include: securities trading, securities issuance and underwriting, securities investment analysis, and securities investment funds. The examination time for a single subject is 120 minutes.
The textbooks used in the examination are re-edited every year to add the latest laws, regulations and policies. Basic subjects are compulsory subjects, and professional subjects can be optional.
Those who have passed the examinations of basic subjects and any professional subjects and obtained the qualification for securities practice may apply to China Securities Industry Association for the qualification according to the Measures for the Administration of the Qualification of Securities Practitioners and the Detailed Rules for the Implementation of the Qualification Management of Securities Practitioners (for Trial Implementation).
Those who pass the basic subjects and two or more (including two) professional subjects or hold two or more qualification certificates can obtain a first-class professional level certification certificate; Those who have passed the basic subjects and more than four (including four) professional subject examinations or have already held four qualification certificates can obtain the second-level professional level certification certificate.