I. Steps for establishing a private equity fund management company:
1. Fill in the name pre-approval (change) application and prepare the materials at the same time;
2. Submit the name (change) pre-approval application and related materials, and wait for the name approval result;
3. Receive the Notice of Pre-approval of Enterprise Name, as well as the Application for Registration of Enterprise Establishment, Registration Form of Enterprise Secretary (Contact Person), Letter of Appointment (Entrustment) and other relevant forms;
4. Business scope and pre-license, go through relevant examination and approval procedures, and open a special account for investment in the investment bank confirmed by the Industrial and Commercial Bureau; Go through the formalities of capital contribution and capital verification in the statutory capital verification institution;
5. Submit the application materials, which are complete and conform to the legal form, and wait to receive the Notice of Approval of Establishment Registration;
6. After receiving the Notice of Approval of Establishment Registration, pay fees at the Industrial and Commercial Bureau and obtain a business license according to the date specified in the Notice of Approval of Establishment Registration.
Two. Documents and certificates to be submitted when applying for establishment:
1. Application form for enterprise establishment registration (including application form for enterprise establishment registration, list of unit investors (unit shareholders and promoters), list of natural person shareholders (promoters), list of investors of sole proprietorship enterprises and partners of partnership enterprises, payment of registered capital (registered capital and contribution) of investors), registration form of legal representative,
2. Articles of Association (submitted in hard copy, please sign by all shareholders; Corporate shareholders should be stamped with the official seal of the legal entity);
3. A capital verification report issued by a statutory capital verification institution;
4. The legal person qualification certificate or natural person identity certificate of the shareholder;
5. Notice of pre-approval of enterprise name and list of investors whose names are pre-approved;
6. Shareholder qualification certificate;
7. Letter of appointment (power of attorney);
8 enterprise secretary (contact) registration form;
9. If the business scope involves pre-licensed projects, the approval documents of relevant examination and approval departments shall be submitted.
Three. Restrictions on the registration of private fund management companies and fund companies:
1. The registered capital (capital contribution) of the operating enterprise shall not be less than 30 million yuan, and the paid-in capital (capital contribution) at the time of establishment shall not be less than 30 million yuan; The contribution of a single investor (shareholder) shall not be less than RMB 6,543,800+0,000 (except for the general partner in a limited partnership).
2. The registered capital (capital contribution) of the investment-oriented enterprise shall not be less than 500 million yuan, and the paid-in capital (capital contribution) at the time of establishment shall not be less than 654.38+0 billion yuan; The investment (capital contribution) amount of a single investor (shareholder) shall not be less than 6,543,800,000 yuan (except for the general partner in a limited partnership enterprise), and the number of promoters of private equity fund management companies and fund companies is stipulated: the Partnership Enterprise Law does not stipulate it, but it shall not exceed 50 in general; As a limited liability company, according to the law, there should be no more than 50 people; As a private placement, no matter what form, it cannot exceed 200 people.
The above are the answers to the steps and materials needed to set up a private fund management company. Investors should see that private equity funds have the characteristics of high returns and high risks, and they should be particularly rational when investing. It is precisely because of this feature that private equity funds occupy an increasingly important position in the investment market, and at the same time, they have created more investment experts, who have obtained high returns.