According to the relevant provisions of the ICBC Credit Suisse Smart SZSE 100 Index Graded Securities Investment Fund Contract (hereinafter referred to as the "Fund Contract"), ICBC Credit Suisse Fund Management Co., Ltd. (hereinafter referred to as the "Company") decided to open the ICBC Credit Suisse Smart SZSE 654338+0 1.5 from 2065438.

First, share the matching conversion service

The share matching conversion refers to the "Smart Shenzhen Stock Exchange 100 Share" of the Securities Investment Fund classified by ICBC Credit Suisse 100 Index (hereinafter referred to as "ICBC 100"). Fund code 1648 1 1) and "Shenzhen Stock Exchange 100a Share" of ICBC Credit Suisse SZSE100 Index Securities Investment Fund (hereinafter referred to as "ICBC 100a"), with the transaction code.

The fund share ratios of ICBC 100A and ICBC 100B remain unchanged.

The conversion of share pairing includes two aspects: splitting and merging.

1, split. The fund share holders convert the on-site share of ICBC 100 into the 1 share of ICBC 100A and the 1 share of ICBC 100B every two applications.

2. merge. The fund share holders convert their matching application for each 1 ICBC 100A share and 1 ICBC 100B share into two ICBC100a shares in the market.

Two. Handling organization for share pairing conversion business

Investors can handle the share matching conversion business through securities companies that have obtained the qualification of fund split conversion and merger conversion according to the relevant regulations of China Securities Depository and Clearing Co., Ltd. (hereinafter referred to as "Deng Zhong"). As of 20 12, 10, 3 1, the list of securities companies qualified for fund split conversion and merger conversion is as follows: Guotai Junan Securities, CITIC Jiantou Securities, Guoxin Securities, China Merchants Securities, Guangfa Securities, CITIC Securities, Galaxy Securities, Haitong Securities, Huatai United Securities, Shen Yin Wanguo Securities, Industrial Securities, and China Merchants Securities. Dongxing Securities, soochow securities, Cinda Securities, orient securities, Founder Securities, Great Wall Securities, Everbright Securities, Guangzhou Securities, Northeast Securities, Nanjing Securities, Shanghai Securities, New Era Securities, Guolian Securities, Zheshang Securities, Ping An Securities, Huaan Securities, Guohai Securities, fortune securities, Dongguan Securities, central china securities, Guodu Securities, donghai securities, BOC International Securities, Hengtai Securities, Guo Sheng Securities, Hongyuan. Jiangnan Securities, Hualin Securities, Debon Securities, Western Securities, Guangfa Hua Fu Securities, Hualong Securities, CICC, Caitong Securities, Huaxin Securities, UBS Securities, China Yin Jian Investment Securities, Hongta Securities, Tibet Securities, Nisshin Securities, Lianxun Securities, jianghai securities, Tianyuan Securities, Yintai Securities, Guo Jin Securities, China National Securities, Huabao Securities, Xoceco Securities and Huarong Securities. Deng Zhong will update the list of securities companies qualified for fund split conversion and merger conversion. Investors can check the latest list on the website of Deng Zhong (www.chinaclear.cn), and the company will not announce the update of this list separately.

Customers who subscribe through the company's direct selling system (including electronic self-service trading system and direct selling center) can handle the share matching conversion business through the direct selling counter.

Third, the business processing time of share matching conversion

The trading day of Shenzhen Stock Exchange is 9: 30 am-11:30 am and 1: 00-3: 00 pm (except when the company announces to suspend the share matching conversion business).

If the trading hours of Shenzhen Stock Exchange change or the actual situation requires, the Company will adjust the processing time of share matching conversion business accordingly and make an announcement.

IV. Business Rules for Share Matching Conversion

1. Investors should report the instruction of "splitting" or "merging" in the share matching conversion business with the A-share account of Deng Zhong Shenzhen Branch or the securities investment fund account (hereinafter referred to as "deep share account"), and sufficient consideration should be prepared before reporting, that is, when investors apply for "merging", there must be enough tradable ICBC 100B in the deep share account. When investors apply for "split", there must be enough ICBC 100 shares in the Shenzhen Stock Exchange account.

2. If an investor applies for share matching conversion through the business handling institution, the fund code of China Industrial and Commercial Bank of China 100 Share "1648 1 1" shall be used as the securities code of the application instruction, and the "merger" or "split" declaration shall be made on a share basis.

3. ICBC 100' s application for "split" must be an integral multiple of 2; The shares of ICBC 100A and ICBC 100B applying for "merger" must be applied in pairs at the same time, and the shares of ICBC 100A and ICBC 100B must be positive integers with the ratio of 1: 1.

4. The member units that handle the share matching conversion business of Shenzhen Stock Exchange shall check the number of available shares applied by investors for each "merger" or "split" and pre-freeze the corresponding fund shares.

5. During the trading hours, the agency handling the share matching conversion business sends a declaration instruction for the share matching conversion to the Deng Zhong fund business system through the Shenzhen Stock Connect FDEP message transmission system. Under normal circumstances, Deng Zhong Shenzhen Stock Exchange will confirm the validity of the application for share matching conversion submitted by investors within the trading hours after the market closes on T-day, and carry out share change, deduction of transferred fund shares and registration of transferred fund shares. From T+ 1 (including the current day), investors can inquire about fund share matching conversion transactions.

6. After the M-share "split" application submitted by the investor on the T day is confirmed successfully, Deng Zhong Shenzhen Branch will deduct ICBC 100M shares from the Shenzhen stock account declared by the investor, and increase ICBC 100 a 0.5 * M shares and ICBC 100 b 0.5 * M shares. Under normal circumstances, shares of ICBC 100A and ICBC 100B newly added from T+ 1 (inclusive) can be traded.

For example, after the investor's "split" application for T-day 1 0,000 shares is confirmed successfully, Deng Zhong Shenzhen Branch will deduct 1 0,000 shares from the deep share account declared by the investor, and ICBC 1 will increase 500 shares (0.5 * 1 0,000 shares). Under normal circumstances, shares of ICBC 100A and ICBC 100B newly added from T+ 1 (inclusive) can be traded.

7. After the investor's N-share "merger" application is confirmed successfully, Deng Zhong Shenzhen Branch will deduct ICBC 100 a 0.5 * N shares and ICBC 100 b 0.5 * N shares from the Shenzhen securities account declared by the investor, and at the same time increase ICBC 100N shares. Under normal circumstances, the new ICBC 100 shares from T+ 1 (inclusive) can be redeemed.

For example, after the 2,000-share "merger" application submitted by investors on T Day is confirmed successfully, Deng Zhong Shenzhen Branch will deduct 1 000 shares (0.5 * 2,000 shares) and 1 000 shares (0.5 * 2,000 shares) from the deep-share account declared by investors. Under normal circumstances, the new ICBC 100 shares from T+ 1 (inclusive) can be redeemed.

8. At present, only the conversion mode of "on-site sharing pairing is converted to on-site sharing" is started. If the OTC share of ICBC 100 needs to be split, it must be registered as the OTC share of ICBC 100 across systems.

9. The application for share matching conversion put forward by investors may be revoked before the end of trading hours on the same day, and may not be revoked after the end of trading hours.

10. The "merged" or "split" fund shares submitted by investors cannot be sold or redeemed before the application for cancellation on the same day.

1 1. During the graded operation of the Fund, the on-site share matching conversion procedures and business handling rules follow the latest business rules of Shenzhen Stock Exchange and Deng Zhong. Shenzhen Stock Exchange, Deng Zhong and fund managers can adjust the above provisions as appropriate, and the fund managers will make an announcement on at least one media and fund manager website designated by China Securities Regulatory Commission as required.