The fund industry association shall, in accordance with the provisions, timely input the integrity information of the fund manager and relevant personnel into the integrity file.
The fund industry association shall regularly summarize and analyze the relevant information of private equity funds, establish an information sharing mechanism with the China Securities Regulatory Commission, and provide relevant information of private equity funds to the China Securities Regulatory Commission in a timely manner.
China Securities Regulatory Commission has the right to conduct off-site inspection and on-site inspection on the private placement business of fund managers, fund custodians and fund sales institutions by itself or by entrusting its dispatched offices and fund industry associations.
Fund managers, fund custodians and fund sales institutions violate laws, administrative regulations and the provisions of these Measures, and the China Securities Regulatory Commission and its dispatched offices have the right to take administrative supervision measures such as ordering corrections and suspending related businesses; The directly responsible person in charge and other directly responsible personnel have the right to take administrative supervision measures such as supervision talks and issuing warning letters, and record them in the integrity file.