In order to implement the new Fund Law, the Ministry of Finance and the National Development and Reform Commission issued the Notice on Re-issuing the Administrative Fees of the China Securities Regulatory Commission (Caishui [2065438+05] No.20) at the end of June, 2065, which clarified the fee standards for fund industry associations to organize qualification examinations for fund practitioners. Since then, the qualification examination for fund practitioners has been officially handed over from the securities industry association to the fund industry association.

Securities qualification is the abbreviation of qualification examination for securities practitioners. This certificate is a national qualification examination and a qualification certificate for national financial institutions. The qualification examination for securities practitioners is an introductory examination for engaging in the securities industry.

With the rapid development of the securities market, the new qualification management system for securities practitioners clearly stipulates that professionals engaged in securities business in securities companies, fund management companies, fund custody institutions, fund sales institutions, securities investment consulting institutions, securities credit evaluation institutions and other institutions engaged in securities business recognized by China Securities Regulatory Commission must obtain qualification certificates.

Extended data:

The personnel of the qualification examination for fund practice are mainly those who are engaged in fund sales within the fund management company or who want to engage in this profession. The registration conditions are:

(1) Deadline for registration 18 years old;

(2) Having a high school education or above;

(3) Having full capacity for civil conduct;

(4) Other conditions stipulated by the China Securities Regulatory Commission.

Baidu encyclopedia-fund qualification examination

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