Three of them are national unified examinations and the other four are reserved examinations 1. The national unified examination was held in provincial capital cities and key cities at the same time, with a large scale; The appointment examination is decided by the local fund practitioners. The fund qualification examination is divided into three subjects: fund laws and regulations, professional ethics and business norms, basic knowledge of securities investment funds and basic knowledge of private investment funds.

Fund practitioners need to pass the qualification examination for fund practice before they can engage in fund practice. The examination is organized by the Securities Association of China (CSA), which includes the basic knowledge of the securities market, investment fund laws and regulations, fund investment theory, fund operation and risk control. The examination forms are multiple-choice questions and subjective questions, and the passing rate is 60%.

In addition to the qualification examination for fund practitioners, fund practitioners also need to take the professional ethics examination for fund practitioners. The examination is organized by China Fund Industry Association (CFA), which mainly includes the professional ethics, laws and regulations, industry norms and other aspects of fund practitioners. The examination forms are multiple-choice questions and subjective questions, and the passing rate is 80%.

It should be noted that fund practitioners need to constantly learn and update their knowledge, and carry out certain learning plans and training every year to maintain their professionalism and competitiveness. In addition, fund practitioners also need to abide by industry norms and ethics, maintain integrity and fairness, and provide professional and high-quality services to investors.

Examination time for fund qualification

The fund qualification examination is divided into two different forms: appointment examination and national unified examination. Appointment exams are mainly held in June, April, May and August. The national unified examination is mainly concentrated in February, July and September, and the specific examination time is mainly announced.