According to the classified rating results of 20 13 securities companies of China Securities Regulatory Commission, Guo Jin Securities was rated as Class A AAA securities company. The company was listed on the Shanghai Stock Exchange in February 2008 (stock code 600 109), and it is a constituent stock of the Shanghai and Shenzhen 300 Index, Shanghai 180 Index, Shanghai 180 Financial Stock Index and Shanghai Medium-sized Enterprise Index. Since its establishment, the company has respected the enterprise spirit of "responsibility, * * * win-win and harmony", adhered to the business philosophy of "standardized management, steady operation, deepening service and scientific and technological innovation" and the service concept of "professionalism creates value and integrity casts the future", built a professional and high-quality professional talent team and achieved good business performance. Since its establishment, the company has continuously maintained the pre-tax profit at the end of 17. In 2006, it realized operating income of 365 million yuan, net profit of142 million yuan and tax payment of1000 million yuan. Among the regulated securities companies, the company's operating income ranks 12, the total profit after deducting asset losses ranks fifth, the total per capita profit after deducting asset losses ranks third and the net profit ranks seventh. In 2007, the company achieved operating income of 152 1 100 million yuan and net profit after tax of 739 million yuan. By September 2008, the company had achieved a net profit of over 690 million yuan. As a standardized securities company responsible for the interests of investors, Guo Jin Securities has always regarded "compliance management and risk control" as the cornerstone of the company's long-term steady development.

Since its establishment, the company has not had any major financial risk accidents, nor has it misappropriated the customer's trading margin. It has established an excellent corporate image and built a very trustworthy brokerage brand. The company became a standard securities company in June 2006; In May 2007, it became one of the first batch of compliance pilot securities companies; In August, 2007, it became one of the first 15 brokers in China to complete the third-party deposit of customer transaction settlement funds. In March 2008, the company's investor account standardization passed the acceptance of Sichuan Securities Regulatory Bureau and became one of the brokers who passed the acceptance of account standardization earlier. Since 2007, the investment banking department of the company has completed IPO and refinancing projects of Cheng Fei Integration, Yang Zhiguang, Fahua, Jiangte Electric and Chuanrun Co., Ltd.. The company's research institute takes "investment and research" as its business philosophy and customer demand as its guidance, providing multi-level services for a large number of high-end institutional customers. In the "Best Analyst of New Fortune in 2006" selection, Guo Jin Securities Research Institute "the fastest growing research institution" won the third place; In the "Best Analyst of New Fortune in 2007" selection, the "Best Sales and Service Team" of Guo Jin Securities Research Institute won the third place in China, and six analysts won the top five in individual awards.

The company's brokerage business strives to build a "Golden Sun" service brand and provide investors with all-round financial products and services. Guo Jin Securities is committed to building a comprehensive business platform integrating securities, futures and fund management, contributing to the prosperity and development of China's capital market. In June 2007, Guo Jin Securities Holdings Guo Jin Futures Co., Ltd. increased the capital of Guo Jin Futures to 80 million yuan. Guo Jin Futures obtained the qualification of financial futures brokerage business approved by China Securities Regulatory Commission and became a trading settlement member of China Financial Futures Exchange. A number of futures sales offices in Beijing, Hangzhou and Guangzhou are under intense preparation. As the main founding shareholders, Guo Jin Securities, China General Technology (Group) Holding Co., Ltd. and other well-known domestic enterprises initiated the establishment of Guo Jin General Fund Management Co., Ltd. in Beijing, with a cash contribution of 78.4 million yuan, accounting for 49% of the registered capital of Guo Jin General Fund Management Co., Ltd. Responsibility is our first criterion, winning is our constant pursuit, and harmony is our esteemed direction. Under the correct guidance of China Securities Regulatory Commission and with the strong support of all shareholders, Guo Jin Securities will unswervingly adhere to the operating principle of "compliant operation and controllable risks", and through the joint efforts of all employees of the company, the company will achieve better and faster development and achieve harmony among society, shareholders and enterprises.