Recently, the "Securities Daily" reporter found that new progress has been made in the application and approval of new fund companies, mainly involving two companies, namely Lide Fund Management Co., Ltd. and Lianbo Fund Management Co., Ltd., which have two characteristics of the newly established Public Offering of Fund market: First, the shareholders of fund companies initiated the establishment of fund companies "twice"; Second, global asset management giants are preparing to "run into the market".
According to the statistics of the "Securities Daily" reporter, there are still 26 new public offerings waiting in line for trial. Among them, the new public offerings with application materials in 2020 are1/kloc-0, namely Huaxi Fund, PICC Fund, Yi Hui Fund, Ruihong Fund, Zhongtian You Shan Fund, Huibaichuan Fund, Minsheng Fund, Fanda Fund, Fidelity Fund and Lubomai Fund. Including 4 foreign public offerings, 2 securities companies, 1 insurance companies and individuals. Under the background of the era of big asset management, financial institutions and overseas asset management companies are eager to enter the public offering market in China.
On June 5438+065438+1October 18, 2020, Lide Fund Management Co., Ltd. received the first feedback after accepting it for more than two months, and received the feedback on the application for establishment issued by the CSRC, reaching 1 1. Among them, the CSRC made targeted questions about the proposed shareholders' capital contribution ability, code of conduct, ability to continue operations, shareholding structure, performance of senior management and other related issues, and asked the proposed shareholders to give detailed explanations.
Judging from the proposed shareholding structure, Lide Fund Management Co., Ltd. jointly applied for the establishment of Lide Capital Management Co., Ltd. and Suzhou Haihui Investment Co., Ltd., and submitted the application materials for the first time on 20 19 10 9, and was notified to make corrections on 20 15 in the same year until August 2020. According to Tianyancha data, Lide Capital, one of the proposed shareholders, is a wholly-owned subsidiary of Lide Technology. At present, Lide Technology holds a 49% stake in another Public Offering of Fund company, Lide Fund.
From this perspective, the establishment of the profit fund coincides with the trend of appropriately relaxing the public offering license and the "one participation and one control" restriction. It only took more than two months from the acceptance decision of 1 1 in August to the first feedback of 1 18 in August.
According to the Measures for the Administration of Securities Investment Fund Management Companies, one institution or multiple institutions controlled by the same actual controller shall not exceed two, among which the holding fund management companies shall not exceed 1 house. This means that in addition to participating in the western Lide Fund Company, Lide Technology can still hold a fund company, which conforms to the relevant provisions of the above management measures.
On June 5438+065438+1October 19, 2020, Lianbo Fund Management Co., Ltd. was officially notified to make corrections one week after submitting the application materials. According to the reporter's understanding, Lianbo Fund is a public offering fund management company applied by the Hong Kong representative of global asset management giant Lianbo Group on behalf of Lianbo Hong Kong Limited. And Lianbo Fund has also become another symbol of the layout of overseas asset management giants in China.