Legal analysis: Legal marketing should be improved according to Article 9 of the Sales Management Measures. Measures for Sales Management is an administrative regulation issued by China Securities Regulatory Commission. In order to standardize the sales activities of publicly offered securities investment funds (hereinafter referred to as funds) and promote the healthy development of the securities investment fund market, these sales management measures are formulated in accordance with the Securities Investment Fund Law, the Securities Law and other relevant laws and regulations.

Legal basis: Article 9 of the Measures for the Administration of Sales in People's Republic of China (PRC). Commercial banks, securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and other institutions recognized by the China Securities Regulatory Commission shall meet the following conditions when applying for the qualification of registered fund sales business:

(1) It has a sound governance structure, internal control and risk management system, and has been effectively implemented;

(2) It is in good financial condition and has stable business norms;

(3) Having business premises, safety precautions and other facilities suitable for the fund sales business;

(4) It has safe and efficient technical facilities for fund sales, subscription and redemption, and meets the relevant requirements of the China Securities Regulatory Commission on the information management platform for fund sales business. The technical system of fund sales business has been networked with the corresponding technical systems of the fund manager and China Securities Depository and Clearing Company, and the test results meet the national standards;

(5) It has formulated a perfect fund settlement process, and the fund management meets the relevant requirements of the China Securities Regulatory Commission on the fund sales settlement fund management;

(6) Having a method system for evaluating the risk tolerance of fund investors and the risk grade of fund products;

(7) It has formulated a sound fund sales business management system such as business process, professional ethics of sales personnel and emergency measures, which meets the relevant requirements of the China Securities Regulatory Commission on the internal control of fund sales institutions;

(8) Having an anti-money laundering internal control system that meets the requirements of laws and regulations;

(9) Other conditions stipulated by the China Securities Regulatory Commission.