The teaching materials used in the fund qualification examination subject I, Fund Laws and Regulations, Professional Ethics and Business Norms, and subject II, Basic Knowledge of Securities Investment Funds, are Securities Investment Funds compiled by China Asset Management Association, which are divided into two volumes, and published by Higher Education Press. Subject 3 "Basic Knowledge of Private Equity Investment Fund" uses the textbook "Compilation of Basic Knowledge Points and Laws and Regulations of Equity Investment Fund", which is published by China Financial Publishing House.
There are three main subjects about the qualification examination of funds, namely:
Subject 1 fund laws and regulations, professional ethics and business norms, subject 2 basic knowledge of securities investment funds, and subject 3 basic knowledge of private investment funds.
Among them, subject 1 is a compulsory subject, and subject 2 and subject 3 can take one subject, so candidates can choose to obtain the qualification certificate through subject 1+subject 2 or subject 1+subject 3 or a combination of three subjects.
Judging from the difficulty of the exam, subject 1 is the simplest required subject, so it is recommended to study first, and subject 2 is more difficult than subject 3. Compare it by the following points:
Examination content: 14 chapters of basic knowledge of securities investment funds and 10 chapters of basic knowledge of private investment funds.
The characteristic of subject 2 is that there are many things to understand, and the ability of comprehensive calculation and analysis is examined. It involves investment theory and a lot of calculations, which requires a certain theoretical basis of economics and finance, so it is a little more difficult for non-economic majors. You need to have the ability of calculation and analysis, and the learning method and direction are correct, which can be overcome.
Characteristics of subject three: Compared with subject two, subject three is much simpler and has more theories and concepts. Mainly based on the concept of memory, there are several calculation problems.