Registration conditions for the national unified examination:
1, registration deadline 18 years old.
2. Have a high school education or above.
3. Have full capacity for civil conduct.
4. Other conditions stipulated by China Securities Regulatory Commission.
Registration conditions for the weekly exam:
1, with full capacity for civil conduct.
2. Have a high school education or above.
3. The current/to-be-appointed senior managers of Public Offering of Fund manager and private equity fund manager, including legal representative/managing partner (to-be-appointed representative), chairman, general manager, deputy general manager, person in charge of institutional compliance/risk control/inspector general, etc. Fund custodian, director of public offering business of fund sales organization, etc.
4. Other conditions stipulated by China Securities Regulatory Commission. In general, you can apply for the first three items. Fourth, abide by the management measures for employees promulgated by the CSRC and abide by some rules and regulations.
Brief introduction of fund qualification examination:
As a part of the qualification examination system for securities practitioners, the fund qualification examination has been organized and implemented by China Securities Association since 2003.
In order to implement the new Fund Law, the Ministry of Finance and the National Development and Reform Commission issued the Notice on Re-issuing the Administrative Fees of the China Securities Regulatory Commission (Caishui [2065438+05] No.20) at the end of June, 2065, which clarified the fee standards for fund industry associations to organize qualification examinations for fund practitioners. Since then, the qualification examination for fund practitioners has been officially handed over from the securities industry association to the fund industry association.
In order to adapt to the development of the industry under the new situation, the fund industry association has adjusted the examination content according to the feedback from all parties over the years and drawing on the experience at home and abroad. The adjusted examination focuses on practical application, mainly assessing the necessary basic knowledge and professional skills of fund practitioners. The examination covers seven basic knowledge, including fund industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization.