Legal analysis: (1) The China Securities Regulatory Commission and its dispatched offices conduct statistical monitoring and inspection on the private equity business carried out by private equity managers and other relevant institutions according to law; (two) the China Securities Regulatory Commission will record the integrity information of private fund managers and their employees in the integrity file database of the securities and futures market; According to the credit status of private fund managers, differentiated supervision is implemented. (3) If relevant institutions such as private fund managers and their employees violate laws, administrative regulations and the Interim Measures for the Supervision and Administration of Private Funds, the China Securities Regulatory Commission and its dispatched offices may take administrative supervision measures such as ordering corrections, supervising talks, issuing warning letters, and publicly condemning them; To impose administrative punishment on the parties who should be given administrative punishment according to law.
Legal basis: Article 112 of the Securities Investment Fund Law of People's Republic of China (PRC), the State Council Securities Regulatory Authority shall perform the following duties according to law:
(a) to formulate rules and regulations for the supervision and management of securities investment funds and exercise the right of examination and approval or registration.
(2) Handling fund filing;
(3) Supervise and manage the activities of fund managers, fund custodians and other institutions engaged in securities investment funds, investigate and deal with illegal acts, and make an announcement;
(four) to formulate the qualification standards and codes of conduct for fund practitioners, and supervise their implementation;
(five) to supervise and inspect the disclosure of fund information;
(six) to guide and supervise the activities of fund industry associations;
(seven) other duties as prescribed by laws and administrative regulations.