Fund sales institutions conduct daily management on the sales behavior, liquidity, qualifications and business training of fund sales personnel, establish and improve the management files of fund sales personnel, and register the basic information and training of fund sales personnel. Fund sales institutions shall strengthen the daily management of sales personnel, establish management files, and record the behavior, integrity, rewards and punishments of sales personnel. Personnel training should meet the relevant requirements of the fund industry self-regulatory agencies, and the training situation should be

Record and file.