2. Registration method: online submission of information through electronic system and online review. The website of the system is: (recommended IE browser).
Provisions on opening accounts for private equity funds:
1. Private equity funds shall be opened by fund managers, and private equity funds with asset custodians may also be opened by asset custodians.
Private fund managers or asset custodians who open securities accounts for private funds should go directly to our (Deng Zhong) Shanghai and Shenzhen branches (hereinafter referred to as "the Company").
Two, private fund managers to set up private funds, can apply for opening securities accounts according to different securities trading places.
Three. The name of the securities account of the private equity fund is "full name of the fund manager-name of the private equity fund", the ID number is the registration number in the business license of the fund manager, and the organization code is the code in the organization code certificate of the fund manager.
The name of the securities account of a private equity fund shall appropriately reflect the product attributes.
Four, apply for opening a private equity account must provide the following materials:
(1) application form for institutional securities account registration;
(2) Original and photocopy of relevant certification documents of China Asset Management Association (hereinafter referred to as "Fund Industry Association") agreeing to the registration of private fund managers;
(3) The original and photocopy of the relevant certification documents for the filing of private equity funds issued by the fund industry association;
(4) Copies of valid identification documents such as the business license and organization code certificate of the fund manager (with official seal);
(5) The power of attorney of the legal representative (or person in charge) of the unit where the manager works, the certificate of the legal representative (or person in charge) and a copy of the valid identity certificate of the legal representative (or person in charge) (stamped with the official seal of the unit and signed by the legal representative or person in charge);
(6) The valid identity certificate of the agent and its copy.
When a private equity fund with an asset custodian applies for opening an account, it must also provide a copy of the approval of the qualification of the fund custodian by the China Securities Regulatory Commission and other relevant competent departments (with the official seal of the fund custodian), the original and copy of the custody agreement signed between the fund manager and the asset custodian, a copy of the business license of the asset custodian and other valid identification documents (with the official seal).
Private fund managers or asset custodians apply for opening such accounts again. If the materials in Items (2) and (4) and valid identification documents such as fund custodian qualification approval documents and asset custody business licenses have not changed, they need not be provided again.