1. According to relevant laws and regulations, private fund managers have certain capital, which can enable the fund company to operate normally;

2. The paid-in capital or contribution should be above10 million yuan;

3. Among the products raised by itself or entrusted to other institutions for management, the total scale of investment in publicly issued shares of joint-stock companies, fund shares and other securities stipulated by the China Securities Regulatory Commission exceeds 654.38 billion yuan;

4. The fund company has two qualified licensed clients and one qualified risk control client;

5. The fund company has a good social reputation and has no bad credit records in financial supervision, taxation and other administrative organs in the past three years.

Measures and procedures for the registration of private equity fund companies

(1) To register a private equity fund company, the applicant shall prepare the following materials:

Identification documents of shareholders; Proportion of shareholders' investment; Registered capital; Draft the names of some registered companies; The business scope of the company; Company domicile (house ownership certificate and lease contract); List of shareholders and their contact telephone numbers and addresses; The Articles of Association selects a bank to open a company capital verification account; After all the documents are ready, choose the nearest bank to handle basic account and tax accounts.

(2) Registration process:

1, approved company name;

2. investment;

3. Capital verification;

4. Engraving;

5. Apply for organization code certificate;

6. Deal with tax registration.

(3) Specific registration methods:

Fill in the Application for Pre-approval (Change) of Name; Submit the application for pre-approval of name (change) and related materials, and wait for the result of name approval; Receive the Notice of Pre-approval of Enterprise Name, and at the same time receive the Application for Registration of Enterprise Establishment, Registration Form of Enterprise Secretary (Contact Person), Letter of Appointment (Entrustment) and other relevant forms; Business scope and pre-license, go through the relevant examination and approval procedures, and open a special investment account in the investment bank confirmed by the Industrial and Commercial Bureau; Go through the formalities of capital contribution and capital verification in the statutory capital verification institution; Submit the application materials, which are complete and conform to the legal form, and wait to receive the Notice of Approval of Establishment Registration; After receiving the Notice of Approval of Establishment Registration, pay the fee at the Industrial and Commercial Bureau and obtain the business license according to the date specified in the Notice of Approval of Establishment Registration.

Engraving after obtaining the business license: when engraving, you need the legal person's power of attorney, the original and photocopy of the business license, and the copy of the legal person's ID card, and go through the filing procedures. Handling organization code certificate: If it is necessary for an unincorporated person to handle the organization code certificate, the original and photocopy of the business license, a copy of the legal person's ID card and a copy of my ID card should be brought. Finally, apply for tax registration: bring all originals and copies of license, code certificate, account opening permit, shareholder ID card, articles of association, lease contract, etc. Go to the local tax office for tax registration.

Legal basis:

People's Republic of China (PRC) Securities Investment Fund Law

Article 13

The establishment of a fund management company to manage publicly offered funds shall meet the following conditions and be approved by the the State Council Securities Regulatory Authority:

(1) Having articles of association that conform to this Law and the Company Law of People's Republic of China (PRC);

(2) The registered capital shall not be less than 1 billion yuan, and it must be paid-in monetary capital;

(3) The major shareholder has a good performance in financial business or management of financial institutions, has a good financial status and social reputation, and its asset size meets the standards set by the State Council, and has no illegal record in the last three years;

(four) the number of personnel who have obtained the qualification for fund practice has reached a quorum;

(5) Directors, supervisors and senior managers have corresponding qualifications;

(6) Having business premises, safety precautions and other facilities related to the fund management business that meet the requirements;

(7) Good internal governance structure, perfect internal audit monitoring system and risk control system.