Fund professional qualification is one of the necessary conditions for practitioners in the fund industry (public and private equity).

1. The fund practitioner qualification certificate is to improve the professional quality of fund practitioners, regulate the behavior of fund practitioners, and safeguard the legitimate rights and interests of fund holders. Fund practitioners should have fund practitioner qualifications and abide by laws and regulations. Administrative regulations and abide by professional ethics and behavioral norms.

2. For commercial banks and other institutions to apply for and fund sales business qualifications, a certain number of practitioners with fund practice certificates are required.

To apply for fund sales business qualifications, a commercial bank must meet the following conditions:

1. The number of persons in the company’s department responsible for fund sales business who have obtained fund business qualifications shall not be less than the number of employees in the department 1/2. The department managers responsible for fund sales business have obtained fund practitioner qualifications;

2. The person in charge of the fund sales business of the company’s main branches has obtained fund practitioner qualifications; state-owned commercial banks, joint-stock commercial banks and postal savings banks There shall be no less than 30 persons in banks, etc., who have obtained fund practitioner qualifications;

3. There shall be no less than 20 persons in city commercial banks, rural commercial banks, foreign-funded corporate banks in China, etc. who have obtained fund practitioner qualifications.

Article 57 stipulates: Personnel who promote funds, fund sales information management platform system operation and maintenance personnel and other personnel engaged in fund sales business shall obtain fund sales business qualifications.

3. As a professional qualification certificate, it is a necessary certificate for entering a certain industry and a necessary certificate for complying with professional standards. Just like teachers need a teaching qualification certificate and driving requires a driver's license. The purpose of establishing the practitioner qualification certificate is to improve the level of practitioners and standardize industry behavior.