(1) It meets the requirements stipulated in the Guidelines: the average daily securities assets in the 20 trading days before the application for opening authority are not less than RMB300,000, and there is no circumstance that laws, administrative regulations, departmental rules, normative documents and business rules prohibit or restrict participation in the trading of graded funds.
(2) Comprehensive evaluation of securities companies: securities companies should know the identity, property and income status, securities investment knowledge and experience, risk preference, investment objectives and other information of investors. , check whether investors meet the conditions stipulated in the Guidelines, comprehensively evaluate their risk perception and tolerance, and introduce the product characteristics of graded funds in detail to qualified investors who have passed the evaluation and fully reveal the risks related to graded funds.
(3) Signing a written risk disclosure statement: For investors who meet the requirements stipulated in the Guidelines and sign a written risk disclosure statement on the investment of graded funds in the business department, the securities company may open relevant authority for graded funds.
Investors should note that there is a transition period of about 5 months from the release of the Guidelines to their formal implementation. According to the regulations, securities companies should complete relevant business and technical preparations before February 25th, 2065438+2007, and then they can open the relevant authority of graded funds for qualified investors. Some securities companies may complete relevant business and technical preparations in advance. Investors should pay attention to the relevant notices, announcements and other information issued by securities companies and know the specific time when they will open their rights and interests to investors.