1, application report;

2. Draft fund contract;

3. Draft fund custody agreement;

4. Draft prospectus;

5. Qualification documents of the fund manager and fund custodian;

6. Financial and accounting reports of fund managers and fund custodians audited by accounting firms in the last three years or since their establishment;

7. Legal opinions issued by law firms;

8. Other documents required by the the State Council Securities Regulatory Authority.

Conditions for public offering of funds:

1, fund raising has been registered;

2. The fund manager or the fund sales agency entrusted by him handles the fund sales;

3. The fund manager needs to publish the prospectus, fund contract and other relevant documents three days before the fund share sale;

4. The publicity and promotion activities of fund raising shall comply with the provisions of relevant laws and administrative regulations, and there are no cases where public disclosure of fund information is prohibited by laws such as false records, misleading statements or major omissions.

Legal basis:

Article 3 of People's Republic of China (PRC) Securities Investment Fund Law

The rights and obligations of fund managers, fund custodians and fund share holders are stipulated in the fund contract in accordance with this Law.

Fund managers and fund custodians shall perform their fiduciary duties in accordance with this Law and the provisions of fund contracts.

Fund share holders of funds established through public offering (hereinafter referred to as Public Offering of Fund) shall enjoy benefits and bear risks according to their fund shares, and the income distribution and risk bearing of funds established through non-public offering (hereinafter referred to as non-public offering funds) shall be stipulated in the fund contract.