Constitute the main body
Fund sponsor. It refers to an investment institution that, according to the basic principles of * * * joint investment, * * * enjoying the benefits and * * * taking risks and some principles of joint-stock companies, uses the mechanism of modern trust relationship to pool the scattered funds of investors in the form of funds to achieve the pre-specified investment purpose. China stipulates that the sponsors of securities investment funds are securities companies, trust and investment companies and fund management companies.
Fund custodian. Refers to the safe custody of fund property; Opening fund accounts and securities accounts of fund property according to regulations; Set up separate accounts for different fund assets under custody to ensure the integrity and independence of the fund assets; Keep records, account books, statements and other relevant materials of fund custody business activities; In accordance with the provisions of the fund contract, according to the investment instructions of the fund manager, timely handle liquidation and settlement matters; Institutions that handle matters such as information disclosure related to fund custody business activities.
Fund manager. It refers to raising funds according to law, and handling or entrusting other institutions recognized by the State Council securities regulatory authority to handle the sale, subscription, redemption and registration of fund shares on their behalf; Handling fund filing procedures; Manage and keep accounts of different fund properties managed separately, and invest in securities; Conduct fund accounting and prepare fund financial accounting reports; Organizations that prepare interim and annual fund reports, etc.
Fund share holders. That is, investors in the fund.