As a part of the qualification examination system for securities practitioners, the fund qualification examination has been organized and implemented by China Securities Association since 2003.
In order to implement the new Fund Law, the Ministry of Finance and the National Development and Reform Commission issued the Notice on Re-issuing the Administrative Fees of the China Securities Regulatory Commission (Caishui [2065438+05] No.20) at the end of June, 2065, which clarified the fee standards for fund industry associations to organize qualification examinations for fund practitioners. Since then, the qualification examination for fund practitioners has been officially handed over from the securities industry association to the fund industry association.
In order to adapt to the development of the industry under the new situation, the fund industry association has adjusted the examination content according to the feedback from all parties over the years and drawing on the experience at home and abroad. The adjusted examination focuses on practical application, mainly assessing the necessary basic knowledge and professional skills of fund practitioners.
The examination covers seven basic knowledge, including fund industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization.
China Fund Industry Association never publishes the examination questions and answers of fund qualification examination. The fund qualification examination is a qualification examination stipulated by national laws, and it is suspected to be illegal to open the examination questions and answers.
In order to prevent fake websites from intercepting and stealing your personal information, please be sure not to enter the registration page through links from other websites.
Application conditions:
Registration conditions for the national unified examination:
The personnel of the qualification examination for fund practice are mainly those who are engaged in fund sales within the fund management company or who want to engage in this profession. The registration conditions are:
(1) Deadline for registration 18 years old;
(2) Having a high school education or above;
(3) Having full capacity for civil conduct;
(4) Other conditions stipulated by the China Securities Regulatory Commission.
Registration conditions for the weekly exam:
(1) Having full capacity for civil conduct;
(2) Having a high school education or above;
(3) The current/to-be-appointed senior managers of Public Offering of Fund manager and private equity fund manager, including legal representative/executive partner (to-be-appointed representative), chairman, general manager, deputy general manager, person in charge of institutional compliance/risk control/inspector general, etc. Fund custodian, manager of public offering business of fund sales organization, etc. ;
(4) Other conditions stipulated by the China Securities Regulatory Commission.
In general, you can apply for the first three items. Fourth, abide by the management measures for employees promulgated by the CSRC and abide by some rules and regulations.