The Regulations, which have been revised and improved after twice soliciting opinions, make it clear that the minimum amount for investors to participate in a single asset management plan is 6.5438+0 million yuan, the number of customers in a single asset management plan shall not exceed 200, and the total initial assets entrusted by customers shall not be less than 50 million yuan. In principle, the asset management plan is open to participation and withdrawal of plan shares at most once a year. It is forbidden to publicly sell asset management plans.
The investment threshold has been raised from 500,000 yuan in the draft for comment to 6,543,800 yuan+0,000 yuan. The relevant person in charge of the CSRC said that this reflects the principle of "high standard and steady start" and hopes to standardize and smoothly launch the "one-to-many" business on the basis of the existing experience of "one-to-one" business.
According to the person in charge, there are about 70 "one-to-one" special accounts for funds that have been filed. Although the scale is smaller than expected by the industry, the overall operation is very healthy.
In the process of diversified asset management business of fund management companies, how to effectively prevent the transfer of benefits and treat the different assets managed fairly is the focus of supervision and participation.
In this regard, the person in charge said that in addition to complying with a series of regulations such as the Guiding Opinions on Fair Trading System of Securities Investment Fund Management Companies and the Pilot Measures for Asset Management Business of Specific Clients of Fund Management Companies, the regulations also require fund companies to establish and improve internal control, compliance management, and daily monitoring of abnormal transactions.
"These regulations and system construction provide a strong guarantee for the orderly development of fund accounts." The person in charge pointed out that strict follow-up supervision is another important means to prevent the transfer of benefits. The regulatory agencies will strictly enforce the law and resolutely crack down on the discovered interest transfer behavior.
According to the insiders, fund companies, as independent professional financial institutions, can give full play to their advantages in product innovation, investment and research team and internal control system by developing "one-to-many" special account wealth management services, which is not only conducive to improving the types of fund asset management services and promoting the diversified development of the company, but also conducive to gradually opening up and expanding the institutional wealth management market, promoting the coordinated development of Public Offering of Fund's management services and special account wealth management services, enhancing the comprehensive strength of China's asset management industry and promoting the stable development of the securities market. More importantly, the opening of the fund's "one-to-many" special account wealth management business will be more conducive to attracting long-term funds to enter the capital market and play the role of institutional investors' market stabilizer.