Capital Securities is customer-oriented and provides customers with comprehensive and diversified investment and wealth management services with the characteristics of Capital Securities. The business scope includes collective asset management business, single asset management business and asset-backed securities business.

The collective asset management business refers to the collective financial plan issued by banks, securities companies and third-party fund sales institutions in a non-public way. Investors collect funds into the same account by purchasing the shares of the financial plan, and the securities company conducts unified investment management, and has a custodian institution recognized by the regulatory authorities.

Capital Securities and First Venture Securities are not the same "ancestor" company.

1. capital security:

Capital Securities Co., Ltd. was established in early 2000 and registered in Beijing. It is a comprehensive securities company with business qualifications such as securities brokerage, underwriting, self-management and investment consulting. At the beginning of 2004, the company completed the capital increase and share expansion, and the registered capital after the capital increase and share expansion was RMB 650 million, which was composed of seven shareholders including Beijing Capital Venture Group Co., Ltd., Beijing Energy Investment (Group) Co., Ltd. and China Petrochemical Finance Co., Ltd.

Second, the first venture securities:

The predecessor of First Venture Securities Co., Ltd. is Foshan Securities Co., Ltd., which was established on April 26, 1993 and February 9, 1997 with the approval of Yin Fu [1992] No.608 of the People's Bank of China. 19 On April 9, 2002, the China Securities Regulatory Commission approved the plan of capital increase and share expansion, renaming and relocation of Foshan Securities Co., Ltd. On July 26, 2002, the company completed the capital increase and share expansion procedures according to law, and the registered capital increased from 80 million yuan to 747 million yuan. The registered place was moved to Shenzhen, Guangdong Province, and it was renamed as First Venture Securities Co., Ltd. On August 28th, 2008, China Securities Regulatory Commission approved the capital increase and share expansion of First Venture Securities Co., Ltd. with the document [2008] 1072. On September, 2008, the registered capital of the company increased from 747 million yuan to1590,000 yuan. 20 1 1 On August 3rd, China Securities Regulatory Commission issued the Securities Regulatory Permit [2011]1230.

No, the registered capital of First Venture Securities Co., Ltd. is approved to be changed from 65.438+59 billion yuan to 65.438+97 billion yuan. With the approval of the China Securities Regulatory Commission, the Shenzhen Administration for Industry and Commerce agreed to change "First Venture Securities Co., Ltd." into "First Venture Securities Co., Ltd." and obtained the renamed Business License of Enterprise as a Legal Person on March 22, 20 12.