As a part of the qualification examination system for securities practitioners, the qualification examination for fund practitioners is organized and implemented by China Securities Association.
In order to implement the new plan, the Ministry of Finance and the National Development and Reform Commission issued the Notice on Re-issuing the Administrative Fees of the China Securities Regulatory Commission (Caishui [2065438+05] No.20) at the end of 2065 10, which clarified the fees for the qualification examination for fund practitioners organized by the fund industry association, and since then the qualification examination for fund practitioners has been officially handed over from the securities industry association to the fund industry association.
Fund sales is one of the main business links of fund management, and its standardized operation is an important guarantee for expanding the scale of funds and protecting the interests of investors. With the rapid development of China's securities investment fund industry, the fund sales channels have been continuously expanded and deepened, and the number of people engaged in fund sales business has increased rapidly. Fund sales personnel directly contact investors and provide fund sales services. The improvement of their professional level and quality is related to the improvement of the overall service level of China's fund industry and the sustained and healthy development of the fund industry.
Fund practitioners shall abide by the Securities Investment Fund Law, laws and regulations, self-discipline rules and professional ethics issued by the State Council securities regulatory agencies and fund industry associations, and master basic business norms. In order to enhance the awareness of compliance and legality of fund employees and improve the level of professional ethics and practice norms, the subject of Fund Laws and Regulations, Professional Ethics and Business Norms is specially set up.