1. The qualification certificate of fund practitioners is to improve the professional quality of fund practitioners, standardize their behavior and safeguard the legitimate rights and interests of fund holders. Fund practitioners shall have the qualifications for fund practice, abide by laws and administrative regulations, and abide by professional ethics and codes of conduct.

2. To apply for the qualification of fund sales business of commercial banks and other institutions, a certain number of fund practitioners are required.

registration requirement

Registration conditions for the national unified examination:

The personnel of the qualification examination for fund practice are mainly those who are engaged in fund sales within the fund management company or who want to engage in this profession. The registration conditions are:

(1) Deadline for registration 18 years old;

(2) Having a high school education or above;

(3) Having full capacity for civil conduct;

(4) Other conditions stipulated by the China Securities Regulatory Commission.