(a) has obtained the qualification of securities business; ?
(2) Being employed by a securities company, fund management company, fund custodian institution or fund sales institution; ?
(3) Having full capacity for civil conduct; ?
(4) It has not received criminal punishment in the last three years; ?
(5) Not recognized by the China Securities Regulatory Commission as a prohibited person in the securities market, or the prohibited period expires; ?
(6) Good conduct and good professional ethics; ?
(seven) other conditions stipulated by laws, administrative regulations and the China Securities Regulatory Commission.
Extended data:
In addition to the securities qualification certificate, there is also a securities broker professional certificate, which requires two subjects: securities market foundation and securities brokerage business marketing, and a registered securities broker certificate. This is more difficult, mainly because it requires three years of experience and indicators.
It's best to take the securities qualification examination and report the basics and trading (you can get the certificate if you pass two courses), and you can be exempted from the securities broker examination subjects.
The application conditions are as follows:
1, registration deadline 18 years old;
2. Have a high school or national recognition equivalent to a high school graduation or above;
3. Have full capacity for civil conduct.
Baidu Encyclopedia-Securities Qualification