The following precautions are for reference:
1. Managed:
(1) "After registration" (new fund) private equity funds and private commodity funds have custody requirements; If there is custody, the custodian institution shall be designated, and the fund contract (or custody agreement) shall be stamped with the seal of custodian institution; If there is no custody, there must be a clause in the investment contract that clearly stipulates that there is no custody. If it is not clearly stated in the contract, an unmanaged agreement needs to be supplemented, which shall be signed by all investors and sealed by the manager. And in the "other issues that the manager thinks need to be explained", it is stated that "which clause of the fund contract stipulates that the fund does not need custody".
(2) Other types of private equity funds have the same custody requirements.
2. Fundraiser: Please put the list of investors and their respective contributions at the end of the document where the fund contract is located. Write down the total number of investors and the total amount, which is consistent with what is written on the website. For a partnership or collective investment plan that has not been filed with the fund industry association, it is necessary to calculate and list the number of investors and the amount of investment. Confirm that they are all qualified investors, that is, the single investment amount is greater than or equal to 6.5438+0 million, and ordinary investors are not allowed to have the words less than 6.5438+0 million. However, the following investors are regarded as qualified investors with unlimited investment amount:
(1) Social security funds, enterprise annuities and charitable funds;
(two) the investment plan established according to law and supervised by the financial supervision and administration institution of the State Council;
(3) Private equity fund managers and their employees who invest in the managed private equity funds;
(4) Other investors as stipulated by the China Securities Regulatory Commission.
3. Proof of the scale of offering: it needs to be issued by the custodian, accounting firm or bank. If it is not convenient to upload pictures, you can put them behind the fund contract. And in "other issues that the manager thinks need to be explained". It is suggested to indicate the bank account number of the raised funds in the contract.
(1) If the bank issues a certificate of raising funds, it may open a bank account in the name of the fund; If not, it can open a bank account in the name of the manager. In the case of opening a bank account in the name of the manager, the manager's bank account is first opened in the name of the manager in order to raise funds. When investors subscribe to this fund, they should note "Subscribe to XX Fund", and then print out the entry flow and affix the official seal of the bank, which is the fundraising voucher.
(2) If the custodian issues the certificate of raising funds, it shall specify the full name of the manager, the full name of the fund, the custody account (account name, account number and bank), account information (time and amount) and affix the official seal of the custodian.
(3) If an accounting firm issues a certificate of raising funds, please refer to the elements provided by the custodian and affix the official seal of the accounting firm.
4. Fund contract (partnership agreement),
(1) If there is custody, just provide a scanned copy of the contract signed by the investor, and attach a list of investors (including serial number, name, ID number or organization code, amount and other information). It is best to write it on A4 paper within 200 people for easy browsing.
(2) If more than one investor requests custody but fails to do so, it is necessary to attach the signature pages of other investors to a complete contract signed by investors, followed by a list of investors (including serial number, name, ID number or organization code, amount, remarks GP or employees, etc.). It is best to write it on A4 paper for less than 200 people, which is convenient for browsing.
(3) Investment consultants do not need a list of investors. Just upload the investment advisory agreement.
(4) All scanned copies are original contracts. The original contract shall be signed and sealed. In the original contract, the month, day and month should be filled in completely before scanning.
5. Please write a summary of the fund contract in "Other matters that the manager thinks need to be explained", such as the full name of the fund: fund raiser: Investment consultant (the actual decision-making body, which can be the same as the fund raiser): fund custodian (refer to the latest edition of the Directory of Fund Trustees (2065438+X month of 2004). Commission xlsx): main investment direction (20- 100 words):. Fund contact person: name, mobile phone number, mailing address and postal code. If there is no custody, please explain "which clause of the fund contract stipulates that the fund has no custody", and then use 30- 100 to express the pre-control measures for the use of funds to ensure the safety of funds. In addition, the investors of the fund are registered partnerships or regulated collective plans, and detailed information (such as the investor's full name and number) is required to verify that the investment plan has been registered. (pay attention to the use of punctuation marks; Don't write too much and write too much; The text in brackets plays a prompt role, and the text does not retain the text in brackets)
6. Don't customize the fund code, just apply through the system. If it is returned and cannot be modified, please delete it and reapply for self-service.
7. Old funds established earlier than the fund manager's registration time are classified as pre-registered supplementary records, which are filled in the "Fund Supplementary Records" module; If the fund is established later than the registration time of the fund manager, it is a new fund, which is classified into the post-registration category and filled in the "Fund Filing" module. Fund industry associations will not accept liquidation funds for the time being. If your company's fund has been liquidated, it is not within the scope of acceptance. Please actively delete the fund filing information.
8. The initial unit net value shall be uniformly calculated at 1.00 yuan; The net value shall be announced once on the termination date of fund liquidation.
9. After the approval of private securities funds and private commodity funds, a filing certificate will be issued. Generally, it will be mailed on the same day or the next working day at the latest, and a special staff member will take the initiative to contact your fund contact person (if any) or member representative. The filing certificate is used to open a securities and futures account.
10. Please fill in all investor information for "Investor Information", and the natural candidate is "Other". Paid-in capital contribution shall fill in the amount of raised funds.
1 1. Please verify that the fund contract and offering certificate are completely consistent with the full name of the fund filled in the webpage. If there are special characters, they should also be consistent with the fund contract. If it is inconsistent, return it directly for modification.