The basic requirements of professional prudence of fund practitioners are embodied in three aspects: holding a certificate, continuous learning and prudent practice activities.

Working with certificates means that fund employees should have professional knowledge and skills in laws and regulations, finance and finance. Must be engaged in related activities, must pass the qualification examination for fund practitioners, obtain the qualification for fund practitioners, and apply to the fund industry association for practice registration through their institutions before practicing. It is an entry requirement for fund practitioners to pass the qualification examination before practicing, which shows that they have basically mastered the necessary professional basic knowledge. Registration supervision can ensure that the practice activities of fund practitioners are under the supervision of regulatory agencies. Continuous learning means that fund employees should love their jobs, study hard, pay attention to business practice, actively participate in the follow-up vocational training organized by fund industry associations and institutions, complete the required follow-up vocational training hours (including compulsory hours and elective hours), and pass the annual inspection of employees organized by fund industry associations.