In the blink of an eye, this year will be gone, and we need to sort out and summarize our work. The year-end summary is the best opportunity for you to show it. How to write an annual personal summary of the post at this time? Below, the column "annual work summary, a securities company" I arranged for you. If you are interested in this topic, please pay attention to this site. Annual work summary Chapter of Securities Company 1
2_ years is my fourth year working in the information technology department of securities companies, and my department is the core department of securities companies, and my words, actions and actions represent the image of the company. I can't be sloppy and relaxed in my work. A little mistake can have disastrous consequences. As we all know, the information technology department of the securities company is one of the busiest departments, and my post can't have a trace of leisure. Every time the new system is put into production and built, I make new discoveries and new progress every time! During my working time in the information technology department, I feel that I am making progress every day! Besides routine maintenance, there are still some other tasks to be handled.
Therefore, in such a working environment, I am forced to constantly remind myself to be serious and serious in my work, and carry out practical operations in strict accordance with the company's various rules and regulations. I have consistently demanded myself throughout the year, and with the concerted efforts of all the staff in my department, I personally didn't have a liability accident in _ _ years. When dealing with business skills, I have a requirement in my heart: three people must have my teacher, and we must do everything possible to understand what we can't learn and don't understand, and strive to be a qualified technician in the securities industry in the new era. Below I will make a simple summary of the work done in the past year
1. Construction of Hang Seng internal control platform and data center system
According to the requirements of China Securities Regulatory Commission and Shanghai Stock Exchange, securities companies must establish a net capital reporting system, abnormal trading monitoring and non-reduction monitoring system. Because our original independent depository system was developed by Fujian Xinyi Company, and the database platform was based on SQL SERVER2_, and Xinyi Company's net capital reporting system, abnormal transaction monitoring and non-reduction monitoring system were based on the database TERADATA, therefore, the investment in the database will increase a lot of money, and the software and hardware costs will cost more than one million yuan, which is not ideal in terms of system stability and operability. Later, I consulted the system of Kingstar Company, and the cost was more than one million. Compared with the original innovative independent depository system of our company, it increased the cost of repeated investment. Combined with the actual business situation of the company, we have made more in-depth discussion and consideration on the selection of developers and prices. Hang Seng Company is willing to transplant our original independent depository system and anti-money laundering system unconditionally, and the offer is also based on fully protecting the original system, and there is also a special maintenance team with strong strength. Starting from the actual business situation of the company, the internal control platform and data center system of Hang Seng Company with appropriate price were finally selected.
2. Post-maintenance of the construction of Hang Seng internal control platform and data center system
During more than three months of intense construction and testing, the anti-money laundering monitoring and reporting system, internal control platform, net capital monitoring system, abnormal trading and non-reduction monitoring system of our securities company were successfully built, and the operation of the former independent depository system of Xinyi was normally taken over. From the demand discussion of the system to the preparation and formal online operation, it has been strongly supported by the company leaders and members of various project teams, so it has been smooth in the construction and testing process. In the later maintenance, it is mainly aimed at solving some new requirements and the new report submission requirements of the CSRC. At present, the engineers of Hang Seng Company are working on the spot in our company, and it is estimated that all the solutions will be completed by the end of the month.
3. Construction and post-maintenance of the three-party depository system
"Securities entrusted by brokers and funds supervised by banks" is the general idea of the three-party depository, with the purpose of fully protecting investors, making funds safer and investors more at ease.
our department is at the forefront from the proposal, construction and official launch of the three-party depository. From contacting the communication line, contacting the bank to testing and officially launching, all employees in our department are quietly working hard for the study and development of this new business. With the concerted efforts of all the employees in the company, Bank of China and Industrial Bank were newly launched this year. At present, the quasi-production test of China Merchants Bank has been completed, and it is now in the stage of real test. It is estimated that it will be officially put into operation early next year.
4. Rules for the submission of new statements of the company's net capital monitoring system
According to the requirements of the CSRC, securities companies need to implement the rules for the submission of new statements and formally submit them on _ _ _ _ _. As the net capital monitoring system that our company has put into operation online is still an old report, we need to contact Hang Seng Company to upgrade the original net capital system to meet the requirements of the new report submitted by the CSRC. After understanding the company's needs, we contacted Hang Seng Company about the upgrade and it is progressing smoothly. At present, the engineers of Hang Seng Company are solving it on the spot and can formally submit the new report.
5. Summarize the common problems and solutions of the three-party depository system of the production company, transplant the original broker marketing system, and cooperate with the central computer room to add four online trading AS and AR.
6. Replacement of B-share foreign currency transfer and clearing machines, quotation distribution system machines and consulting receiving and forwarding machines in the central computer room.
7. To upgrade the new account opening certificates of various business departments and service departments, contact the authorization of upgrading the three-party depository license and related systems, and solve the problem that the deposit of funds cannot be repeatedly exported to the finance department.
8. Make a summary of the common problems and solutions about the online trading system's failure to log on to the market and entrustment, and make a rating table of the company's risk control system. As all branches of the company need to upload image scanning materials and burn CDs uniformly in the clearing center, FTP users and network connection configuration are opened. Make emergency plans and equipment labels for the central computer room system and post them.
9. Cooperate with the company's computer room renovation project, warehouse cleaning and machine cleaning.
1. Cooperate with Hang Seng Engineer to upgrade the offer system of the central computer room to reduce the risk and pressure of the offer, cooperate with Hang Seng Engineer to upgrade the version and interface of the three-party depository system, and cooperate with Hang Seng Engineer to upgrade the company OI> Summary of the annual work of securities companies in xx
With the overall goal of creating "first-class service quality, first-class management level, first-class talent team and first-class work performance" and the theme of "building a civilized image of financial services and exhibiting the professional style of financial services", our business department actively launched the "Youth Civilization" creation activity at Dongyang level. The specific work is summarized as follows:
1. Building a service brand and providing first-class service
__ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ I constantly strengthened my study, quickly changed my role, actively integrated into the company environment, and took the initiative to implement all the work arranged by the leaders. Although there is still a big gap compared with the old comrades in my work, my understanding of the securities industry has been improved, my business operation level has been increased, and my service awareness and risk awareness have been enhanced. I will summarize my work in the past year as follows:
1. Strengthen my study and improve my quality
Since I entered the company, I deeply know my knowledge level and comprehensive quality, and there are still many shortcomings, especially that I have not passed the examination for securities practitioners, so I must further strengthen my study and improve my comprehensive quality. Over the past year, I have never forgotten to study hard. First, strengthen the study of political theory. In the past six months, I have persisted in theoretical study with all employees of the company, understood the national policies, laws and regulations, and the spirit of relevant documents, and constantly improved and improved my theoretical literacy. Second, strengthen business learning. In addition to participating in the training organized by the company, I used my spare time to study the relevant business knowledge books of the securities industry, so as to recharge my knowledge in time and improve my knowledge application ability. Third, strengthen self-cultivation learning. In my daily life, I keep in mind the profound truth that "details determine success or failure". I always and everywhere learn from leaders and colleagues the methods of dealing with people, constantly improve my moral cultivation level, strive to learn from details, start from details, start from small things, step by step, accumulate knowledge in the dribs and drabs of my work, improve my quality and do my own job well.
second, be positive and work hard
since I joined the company, I began to actively study and adapt. According to the company's arrangement, I worked at the counter from July to December, but I didn't get the securities qualification certificate until November because I was busy with my studies or didn't study enough. The completion of the fund task is not very satisfactory, and the funds for opening an account for several months are not in place. Up to now, 25 accounts have been opened, and the total assets of customers are 18,. While the leader arranges other work, I also organize the company files with you, and put the daily business and new account opening materials on the ledger and save them in the files. Now I am doing counter assistance, copying, scanning and so on.
Third, face up to the problem and continue to work hard
After nearly a year's study, I have a deeper understanding of the securities business, and at the same time, with the help of company leaders and colleagues, my business level and comprehensive quality have also been improved to some extent. At the same time, I also realize that I still have many shortcomings and problems:
First, it is not enough to strengthen my study. I didn't pass the securities qualification examination until November, which shows that my business study is not enough and needs to be strengthened.
second, the business level is not enough. Since I entered the company soon, although my business level has improved, the fund task and account opening task are not satisfactory, and it needs to be greatly improved.
in my future work, I will continue to strengthen my study, learn from books, learn from my colleagues, improve my comprehensive quality in an all-round way, actively participate in the company's work, be down-to-earth and work hard, and strive to become an excellent securities practitioner as soon as possible. Annual work summary Chapter 2 of Securities Company
Credit Status of Individual Customers
As of 2x, there are X individual customers in our company, including X with business license, X with license, X with temporary residence permit and X with temporary residence permit. By the end of 2x x x, there were x individual customers in our agency, among which those with business licenses accounted for x of the total number of households. Among them, those with business licenses account for X of the total number of households. Other x households, accounting for x of the total number of households. There are X individual account managers in our company, among which X has a business license, accounting for X of the total number of households. There are x individual account managers. Among them, X households with business licenses account for X of the total number of households. There are X individual account managers in our company, among which X has a business license, accounting for X of the total number of households. There are X individual account managers * * *, of which X has a business license, accounting for X of the total number of households. There are x individual account managers in our agency.
II.
Work situation
1. There are X individual account managers in our agency, including X with business licenses and X with licenses. There are X households in our society, of which X households have business licenses, accounting for X of the total number of households. There are x individual account managers in our agency, accounting for x of the total number of households. There are X households in our society, and X households have obtained business licenses. There are x individual account managers in our agency. Among them, X households with business licenses account for X of the total number of households. There are X individual account managers in our agency, including X households with business licenses and X households with business licenses, accounting for X of the total number of households.
2. annual work summary Chapter of Securities Company 3
In 2 _ years, I was mainly engaged in technical support of securities trading system, commissioning and online production of bank securities products and other engineering implementation.
Main achievements
In 1 and 2_ years, due to some objective reasons, such as personnel leaving, secondment, tight engineering tasks and tight personnel, I was responsible for most technical support work of Shenyang Jinzheng, including the maintenance of counter system, peripheral system and bank securities products; Debugging and installation of bank certificate products, telephone commissioning and installation, etc. In May, after the company launched the remaining distribution products, due to the early installation in Shenyang, on the one hand, it needs to be thoroughly understood and refined as soon as possible, so as to provide good technical support for market development; on the other hand, I classified all the problems encountered by customers in the process of using them in detail, which are mistakes in understanding and use, which are procedural errors and which are to be improved, and summarized them into documents and sent them to headquarters when necessary. In the specific use process, different customers have different needs, and corresponding program modifications should be made to meet the needs. In short, in the case of shortage of personnel, we should try our best to make the service meticulous and in place, so that customers can feel that our technical services are not discounted.
2. The data of the counter system and the gold commission system of the business department of North Youhao Street were successfully merged into the business department of Huohuo Road, and the data of the other two business departments were separated from the system of Youhao Street, thus realizing the smooth transition of the three business departments on the same day.
3. Completed the implementation of centralized trading projects in the same city in three business departments of Harbin United Securities. In the case of tight time and many problems, we got the assistance from all aspects and departments, and finally completed the task smoothly.
4. Completed the debugging and online work of Tiantong Securities ICBC Bank-Securities Link.
5. Completed the debugging and online work of bank-securities transfer of China Everbright Bank in Taiyuan Street.
6. It became the debugging and online work of CITIC Bank's bank certificate program in the north busy road.
7. The data merging between Jinchuanjiang Sales Department and Taiyuan Street Sales Department was successfully completed.
8. The data concentration of the business departments of Nanwu and Nanbazhong Road was successfully completed.
9. The interface conversion and debugging of telephone banking middleware of Fushun Bank of Communications is under implementation.
The achievements I have made from my work in the past year are that I have improved my securities business, technical level, development ability and engineering project experience. I have improved my ability to analyze and solve problems and my experience in project implementation, and I have a deep understanding of some new products, such as embedded and general-purpose surplus allotment. I also have some basic understanding of other XONE, mobile counter and open-end fund consignment system.
The main reasons for the achievement are as follows:
1. Accumulate and summarize constantly in the work, never let go of any small problem, and find out the causes of the problems in depth.
2. The reason for the smooth progress of the Bank-Securities Project is that I have done similar product debugging work last year, and I have a detailed understanding of the business processes and working principles of Bank-Securities Transfer and Bank-Securities Connect, and the relationship between the front and back offices.
2_ year work plan: