Article 10 The Exchange shall review the application documents for listing of funds mentioned in Article 7 submitted by the fund manager, and if it considers that the application documents meet the listing requirements, it shall report the review opinions and the proposed listing time together with relevant documents to the China Securities Regulatory Commission for approval.

Article 11 This Exchange will issue a listing announcement for funds that meet the listing requirements and are approved.

Article 12 Before a fund is listed, the fund manager or fund company shall sign a listing agreement with this Exchange.

Article 13 A fund approved for listing shall publish a listing announcement in at least one newspaper designated by the China Securities Regulatory Commission within three working days of the first day of listing.