Subject 1: fund laws and regulations, professional ethics and business norms
Subject 2: Basic knowledge of securities investment funds
Subject 3: Basic knowledge of private equity investment funds
1. Difficulty comparison: private placement
Subject 1 of the fund qualification certificate examination is compulsory. Judging from the difficulty of fund practice subject 2 and subject 3, the basic knowledge of securities investment funds is more difficult than that of private equity investment funds.
Because the "Basic Knowledge of Securities Investment Funds" involves more basic knowledge of investment, more icons, formulas and calculations, and the overall content is more scientific. Although there are some formulas and calculations for private placement, there are many provisions in the overall content and law, and the overall nature is relatively free.
Comprehensive analysis shows that private placement has a high score and a relatively high pass rate.
2. Comparison of scope of application: private placement
From the application point of view, public offering subjects are much larger than private offering subjects.
That is to say, the subjects who have passed the qualification examination in Public Offering of Fund can engage in all kinds of fund business, while the private subjects can engage in private fund managers' employees, fund sales organizations' personnel engaged in fund promotion, and fund sales information management platform system's operation and maintenance personnel.
Public offering of employees of fund managers, fund custodians, securities and futures asset management institutions and fund service institutions (including fund sales, share registration, valuation, investment consultants, evaluation, information technology system services, etc.). ) Private placement is not allowed, but public offering is allowed.
3. Combine yourself and choose according to your needs
The subjects of public offering and private offering in the fund qualification examination have their own advantages and disadvantages. I suggest you consider them comprehensively in combination with the purpose of your candidates.
If you are not sure which industry to engage in in in the future, you can consider the combination of subject one and subject two;
If you have been employed by a public institution, you can choose the corresponding subject according to the nature of the public institution.
The subject requirements of the fund qualification certificate examination for employees: Public Offering of Fund manager, fund custodian, subject 1, subject 2, fund qualification registration, securities and futures asset management institutions, fund service institutions (including fund sales, share registration, valuation, investment consultant, evaluation, information technology system services, etc.). ), subject 1, subject 2 Fund qualification registration, employees of private fund managers Subject 1, subject 2, subject 1, subject 3 Engaged in the system operation of fund promotion and fund sales information management platform in fund sales institutions.
Which two subjects are simpler and easier? I believe everyone has an answer in their hearts. I hope all candidates can pass the exam smoothly. More information such as preparation skills for fund qualification examination, preparation for dry goods and news information will be continuously updated.