1. Fill in the name pre-approval (change) application and prepare the materials at the same time;
2. Submit the name (change) pre-approval application and related materials, and wait for the name approval result;
3. Receive the Notice of Pre-approval of Enterprise Name, and at the same time receive the Application for Registration of Enterprise Establishment, Registration Form of Enterprise Secretary (Contact Person), Letter of Appointment (Entrustment) and other relevant forms;
4. Business scope and pre-license, go through relevant examination and approval procedures, and open a special account for investment in the investment bank confirmed by the Industrial and Commercial Bureau; Go through the formalities of capital contribution and capital verification in the statutory capital verification institution;
5. Submit the application materials, which are complete and conform to the legal form, and wait to receive the Notice of Approval of Establishment Registration;
6. After receiving the Notice of Approval of Establishment Registration, pay fees at the Industrial and Commercial Bureau and obtain a business license according to the date specified in the Notice of Approval of Establishment Registration.
Documents and certificates to be submitted when applying for establishment:
1. Application form for enterprise establishment registration (including application form for enterprise establishment registration, list of unit investors (unit shareholders and promoters), list of natural person shareholders (promoters), list of investors of sole proprietorship enterprises and partners of partnership enterprises, payment of registered capital (registered capital and contribution) of investors), registration form of legal representative,
2. Articles of Association (submitted in hard copy, please sign by all shareholders; Corporate shareholders should be stamped with the official seal of the legal entity);
3. A capital verification report issued by a statutory capital verification institution;
4. The legal person qualification certificate or natural person identity certificate of the shareholder;
5. Notice of pre-approval of enterprise name and list of investors whose names are pre-approved;
6. Shareholder qualification certificate;
7. Letter of appointment (power of attorney);
8 enterprise secretary (contact) registration form;
9. If the business scope involves pre-licensed projects, the approval documents of relevant examination and approval departments shall be submitted.
Business scope of private equity fund management companies and fund companies:
1. The business scope of the managed enterprise can be verified as: investment management and consulting of non-securities business; Participate in the establishment of investment enterprises and management enterprises. No securities investment or guarantee, no public fundraising.
In addition to the above scope, the business scope of investment-oriented enterprises can also be approved: investing in non-securities business; Acting as an agent for other investment enterprises or individuals. Shall not engage in securities investment and guarantee. No funds may be raised in an open manner.
2. The management enterprise cannot approve the business scope of the investment enterprise. Both management-oriented enterprises and investment-oriented enterprises may apply to engage in other business projects outside the above business scope, but they may not engage in securities investment or guarantee. Don't raise funds in an open way; An investment-oriented enterprise shall not become a shareholder of a listed company, except for the untransferred part of the shares held by the investment-oriented enterprise and its allotment after the listing of a non-listed enterprise.
Registration restrictions of private fund management companies and fund companies;
1. The registered capital (capital contribution) of the operating enterprise shall not be less than 30 million yuan, and the paid-in capital (capital contribution) at the time of establishment shall not be less than 30 million yuan; The contribution of a single investor (shareholder) shall not be less than RMB 6,543,800+0,000 (except for the general partner in a limited partnership).
2. The registered capital (capital contribution) of the investment-oriented enterprise shall not be less than 500 million yuan, and the paid-in capital (capital contribution) at the time of establishment shall not be less than 654.38+0 billion yuan; The investment (capital contribution) of a single investor (shareholder) shall not be less than 6,543,800,000 yuan (except the general partner in a limited partnership).
Provisions on the number of promoters of private fund management companies and fund companies:
There is no provision in the Partnership Enterprise Law, but generally it shall not exceed 50 persons; As a limited liability company, according to the law, there should be no more than 50 people; As a private placement, no matter what form, it cannot exceed 200 people.
The qualification requirements of the private equity fund management company license for the management team and shareholders;
According to the Interim Measures for the Administration of Venture Capital Enterprises, venture capital enterprises should have at least three senior managers with more than 2 years of venture capital or related business experience to undertake investment management responsibilities. If other venture capital enterprises and venture capital management consulting enterprises are entrusted as management consulting institutions to take charge of their investment management business, the management consulting institutions shall have at least three senior managers with more than 2 years of venture capital or related business experience to undertake investment management responsibilities.
This information is for reference only, please consult the editor if you have any questions.