1. What conditions do private fund managers and executives need to meet?

All kinds of private fund managers engaged in private securities investment fund business, and their senior managers (including legal representative, managing partner (appointed representative), general manager, deputy general manager, compliance/risk control person in charge, etc.). ) should obtain the qualification of fund practice.

All kinds of private fund managers engaged in non-private securities investment fund business shall have at least two senior executives who have obtained the qualification of fund practice, and their legal representatives \ executive partners (appointed representatives) and compliance \ risk control leaders have obtained the qualification of fund practice. Compliance \ The person in charge of risk control of various private equity fund managers shall not engage in investment business.

Second, how do private fund managers and executives obtain relevant qualifications?

The senior managers of private fund managers can obtain the qualification of fund practice if they meet one of the following conditions:

(1) Having passed the qualification examination for fund practice.

(2) Having engaged in investment management-related business in the last three years and meeting the relevant qualification requirements. This situation mainly refers to the business related to asset management in the last three years, and the average annual asset management scale is more than 6,543,800 yuan.

(3) Having passed the securities qualification examination, futures qualification examination and banking qualification examination, and meeting the relevant qualification conditions; Or pass the CPA qualification examination, legal professional qualification examination, asset appraiser professional qualification examination and other financial related qualification examinations and meet the relevant qualification conditions.