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Can securities brokers sell funds?
Securities brokers must obtain the qualification of fund sales before they can sell funds. To obtain the qualification of fund sales, you need to pass the fund practice examination. You can't sell funds before you pass the exam and get the qualification for fund sales. You can only sell funds after you get the qualification.

Securities broker: one of the most common positions in the securities industry. Securities brokers can only engage in securities brokerage business after they have passed the securities qualification examination. A broker is an informal employee who does marketing in the brokerage business department.