Notes on application for fund qualification certificate
1, conditions for applying for qualification certificate of fund practice
The fund qualification examination adopts a percentage system with a score of 60. Candidates who have passed Subject 1+Subject 2 or Subject 1+Subject 3 may apply to China Asset Management Association for the qualification certificate of fund practice.
Candidates who fail the single subject examination can continue to apply for the failed subjects next time. If you fail both exams, candidates need to reapply.
2. The process of applying for the qualification certificate of fund.
(1) applicant institutions: fund managers, independent fund sales institutions, securities companies, securities investment consulting institutions, commercial banks (including domestic and foreign-funded corporate banks), insurance institutions, futures companies and other institutions recognized by China Securities Regulatory Commission.
(2) Application process: individuals submit registration applications → institutional review → internal publicity → institutional submission → association acceptance → external publicity → final certification.
Institution: the institution applies to the fund industry association for the employee management system account → the institution qualification manager applies for the registered fund qualification for the employees through the management platform.
What can I do if I get the qualification certificate of fund practice?
Employment direction: Internet finance direction, market risk direction, Public Offering of Fund direction, private equity fund direction, insurance direction, finance direction, A-share direction, etc.
You can also work in non-bank financial institutions such as securities companies and fund companies, and you can also be a securities agent and financial manager in banks.
With the fund qualification certificate, the following work is very suitable for you:
1, fund trader
2. Experts in fund operation
3. Fund manager
4. Various private fund managers engaged in private investment fund business, their senior managers, general managers and deputy general managers.